3rd Quarter - Report

PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC

Firm
Client
Income
—
Expenses
$888,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Communications/Broadcasting/Radio/TV COM

Data Security, Privacy and Breach Legislation

LobbyistCovered position, as disclosed
DAVID BURNS —
CAROL DANKO —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Financial Institutions/Investments/Securities FIN

SEC Best Interest Standard Issues relating to the Dodd-Frank Act implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight International Insurance Capital Standards SAFE Banking Act of 2021 All legislation related for Russia business prohibitions for the financial services industry Improving Corporate Governance through Diversity Act of 2021 Federal Home Loan Bank System Comprehensive Review; membership American Infrastructure Bonds Act of 2021 LIFT Act Capital Markets efficiency SEC Swing Pricing/Hard Close Proposed Rule Pension reform in Chile SEC Safeguarding Proposal DOL QPAM Proposal

LobbyistCovered position, as disclosed
DAVID BURNS —
CHRISTIAN JORGENSON New —
BRYAN PICKEL —
LAUREN SARPER —
JAMES SONNE —

Contacted: Federal Housing Finance Agency (FHFA); HOUSE OF REPRESENTATIVES; Treasury, Dept of; U.S. Trade Representative (USTR); SENATE; Securities & Exchange Commission (SEC); Federal Reserve System; Commodity Futures Trading Commission (CFTC); Labor, Dept of (DOL)

Retirement RET

Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act Qualified Default Investment Allocation for Annuities AssociationRetirement Plans Automatic Retirement Plan Act Securing a Strong Retirement Act of 2021 (SECURE 2.0) Retirement Security and Savings Act of 2021

LobbyistCovered position, as disclosed
DAVID BURNS —
CAROL DANKO —

Contacted: Office of Management & Budget (OMB); HOUSE OF REPRESENTATIVES; Treasury, Dept of; SENATE; Labor, Dept of (DOL)

Taxation/Internal Revenue Code TAX

Paid Family Leave Annuity Tax Treatment Adjustments Ordinary tax treatment of bonds Proposals in American Jobs Plan (international tax changes, corporate rate change, wash sales) Securing a Strong Retirement Act of 2021 (SECURE 2.0) Retirement Security and Savings Act of 2021

LobbyistCovered position, as disclosed
DAVID BURNS —
CAROL DANKO New —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.