1st Quarter - Report

FINANCIAL SERVICES FORUM for FINANCIAL SERVICES FORUM

Firm
Client
Income
—
Expenses
$650,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

General issues related to corporate and international tax reform, and taxation of financial products Implementation of 2017 tax revision (Public Law 115-97)

LobbyistCovered position, as disclosed
KEVIN FROMER —
TIFFANY HAAS —
ROBERT MITCHELL PRIBBLE —
BRETT QUICK —

Contacted: Federal Reserve System; Federal Deposit Insurance Corporation (FDIC); Consumer Financial Protection Bureau (CFPB); Commodity Futures Trading Commission (CFTC); White House Office; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Natl Economic Council (NEC); SENATE; Commerce, Dept of (DOC); U.S. Trade Representative (USTR); Office of the Comptroller of the Currency (OCC); Treasury, Dept of; Homeland Security, Dept of (DHS); Natl Security Council (NSC)

Trade (domestic/foreign) TRD

Issues related to promoting economic growth through international engagement, trade and exports Issues related to economic engagement with China to promote the liberalization of China's financial markets, U.S.-China Bilateral Investment Treaty, digital trade, and cross-border data flows

LobbyistCovered position, as disclosed
KEVIN FROMER —
TIFFANY HAAS —
ROBERT MITCHELL PRIBBLE —
BRETT QUICK —

Contacted: Federal Reserve System; Commerce, Dept of (DOC); Consumer Financial Protection Bureau (CFPB); U.S. Trade Representative (USTR); SENATE; Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); Office of the Comptroller of the Currency (OCC); White House Office; Treasury, Dept of; Federal Deposit Insurance Corporation (FDIC); Homeland Security, Dept of (DHS); HOUSE OF REPRESENTATIVES; Natl Economic Council (NEC); Natl Security Council (NSC)

Financial Institutions/Investments/Securities FIN

Issues related to the implementation and regulatory review of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Public Law 111-203), including: capital and liquidity standards, such as proposals on the enhanced supplementary leverage ratio and stress capital buffer, the countercyclical capital buffer, and the capital surcharge for global systemically important banks; total loss-absorbing capacity; and the Volcker Rule Issues related to implementation of the Economic Growth, Regulatory Relief and Consumer Protection Act (Public Law 115-174) Issues related to inter-affiliate margin Issues related to enhancing the U.S. Bankruptcy Code (in order to facilitate the orderly resolution of a failed financial institution) Prudential regulatory matters with the U.S. agencies and international standard setting bodies, including implementation of the Basel III capital and liquidity framework Derivatives regulation, including agency coordination and harmonization S. 647 / H.R. 1516 - Wall Street Tax Act of 2019

LobbyistCovered position, as disclosed
KEVIN FROMER —
TIFFANY HAAS —
ROBERT MITCHELL PRIBBLE —
BRETT QUICK —

Contacted: Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; SENATE; Homeland Security, Dept of (DHS); Consumer Financial Protection Bureau (CFPB); Commodity Futures Trading Commission (CFTC); Office of the Comptroller of the Currency (OCC); White House Office; Federal Reserve System; U.S. Trade Representative (USTR); Natl Economic Council (NEC); Securities & Exchange Commission (SEC); Treasury, Dept of; Commerce, Dept of (DOC); Natl Security Council (NSC)

Bills named: S. 647 (116th), H.R. 1516 (116th)

Homeland Security HOM

Issues related to cyber security, including information sharing; regulatory harmonization; and data security

LobbyistCovered position, as disclosed
KEVIN FROMER —
TIFFANY HAAS —
ROBERT MITCHELL PRIBBLE —
BRETT QUICK —

Contacted: SENATE; Natl Economic Council (NEC); Consumer Financial Protection Bureau (CFPB); Homeland Security, Dept of (DHS); Federal Reserve System; Treasury, Dept of; Commerce, Dept of (DOC); Federal Deposit Insurance Corporation (FDIC); Natl Security Council (NSC); Office of the Comptroller of the Currency (OCC); Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; U.S. Trade Representative (USTR); Securities & Exchange Commission (SEC); White House Office

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.