2nd Quarter - Report

NAPPI & HOPPE, LLC for OPTIONS CLEARING CORPORATION

Firm
Client
Income
$30,000
Expenses
—

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

Issues related to the tax treatment of option market makers; long-term vs. short-term capital gains

LobbyistCovered position, as disclosed
RODNEY HOPPE Press Secretary House Energy and commerce Co
DOUGLAS NAPPI Chief Counsel Senate Banking Committee

Contacted: Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of

Financial Institutions/Investments/Securities FIN

Securities Investor Protection Act of 1970, seeking an ammendment to portfolio margining; Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; H.R. 1068, Let Wall Street Pay for Wall Street's Bailout Act of 2009; H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009; proposals relating to the regulation of short-sales.

LobbyistCovered position, as disclosed
RODNEY HOPPE Press Secretary House Energy and Commerce Co
DOUGLAS NAPPI Chief Counsel Senate Banking Committee

Contacted: Treasury, Dept of; SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES

Bills named: H.R. 1068 (111th), H.R. 977 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.