WILLIAMS AND JENSEN, PLLC for THE VANGUARD GROUP, INC.
What was lobbied
3 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Mutual fund, ETF, money market mutual fund, securities, and systemic risk issues; equity market structure. HR 4645, Empowering Shareholders Act of 2023; HR 4767, Protecting American's Retirement Savings from Politics Act. SEC proposal on liquidity risk management and swing pricing. H.R. 3066, Retirement Fairness for Charities and Educational Institutions Act of 2023; H.R. 1807, Improving Disclosure for Investors Act of 2023; H.R. 2799, the Expanding Access to Capital Act.
| Lobbyist | Covered position, as disclosed |
|---|---|
| CHRISTOPHER W HATCHER | Sch. C, Treasury; Associate Staff, House Rules Committee; LD, Rep. Scott McInnis |
| SUSAN HIRSCHMANN | COS, Rep. Van Hilleary and Majority Whip Tom DeLay |
| MAHLET MAKONNEN | Department of Veterans Affairs, Attorney Advisor |
| MELINDA M MAXFIELD | — |
| JOEL OSWALD | — |
| CHRISTOPHER E. WILCOX | Regional Staff Asst & Staff Asst, Sen. Moynihan; LA, Leg Counsel, LD & Counsel, Rep. Arcuri; LD & Counsel, Rep. Demings |
Taxation/Internal Revenue Code TAX
General tax issues related to mutual funds. Taxation of long term investments. Taxation of RICs and ETFs.
| Lobbyist | Covered position, as disclosed |
|---|---|
| CHRISTOPHER W HATCHER | Sch. C, Treasury; Associate Staff, House Rules Committee; LD, Rep. Scott McInnis |
| MELINDA M MAXFIELD | — |
| JOEL OSWALD | — |
| CHRISTOPHER E. WILCOX | Regional Staff Asst & Staff Asst, Sen. Moynihan; LA, Leg Counsel, LD & Counsel, Rep. Arcuri; LD & Counsel, Rep. Demings |
Retirement RET
Retirement and savings issues, generally.
| Lobbyist | Covered position, as disclosed |
|---|---|
| CHRISTOPHER W HATCHER | Sch. C, Treasury; Associate Staff, House Rules Committee; LD, Rep. Scott McInnis |
| JOEL OSWALD | — |
| CHRISTOPHER E. WILCOX | Regional Staff Asst & Staff Asst, Sen. Moynihan; LA, Leg Counsel, LD & Counsel, Rep. Arcuri; LD & Counsel, Rep. Demings |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.