PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC

Consumer Issues/Safety/Products CSP

H.R. 624 - Cyber Intelligence Sharing and Protection Act - all provisions

Contacted: U.S. Trade Representative (USTR); Commerce, Dept of (DOC); Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; Treasury, Dept of; SENATE; State, Dept of (DOS); Office of Management & Budget (OMB); Federal Reserve System

Bills named: H.R. 624 (113th)

Retirement RET

S. 1270 / S. 1970 / S. 1979 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs S. 1979 - Lifetime Income Disclosure & Regulatory Issues - all provisions S. 1970 - Retirement Security Act of 2014 H.R. 2035 - Automatic IRA - all provisionsNo Bill# - Proposed DOL Fiduciary Regulations - all provisions No Bill# - Dodd-Frank issues at CFTC and SEC surrounding swap-related regulations including inter-affiliate swaps work No Bill# - GMWB Interpretive Issues in terms of possible guidance S. 1270 - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill# - Department of Labor Guidance on Self-Directed Brokerage / FAB 2012-02 Q&A 30 - issues relating to the use of self-directed brokerage by employee benefit plans No Bill# - Issues relating to DOL Safe Harbor for Selection of Annuity Providers S. 1979 - Issues relating to Annuity Selection Safe Harbor No Bill# - Issues relating to target date funds disclosures S. 1979 - USA Retirement Plans - all provisions No Bill# - Issues relating to guide/index for ERISA 408b-2 fee disclosures

Contacted: Commerce, Dept of (DOC); SENATE; Labor, Dept of (DOL); Office of Management & Budget (OMB); Federal Reserve System; Treasury, Dept of; U.S. Trade Representative (USTR); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); State, Dept of (DOS); Commodity Futures Trading Commission (CFTC)

Bills named: S. 1270 (113th), S. 1970 (113th), H.R. 2035 (113th), S. 1979 (113th)

Law Enforcement/Crime/Criminal Justice LAW

S. 1013 - Patent Abuse Reduction Act of 2013 H.R. 3309 - Innovation Act S. 1720 - Patent Transparency and Improvement Act of 2013

Contacted: Securities & Exchange Commission (SEC); State, Dept of (DOS); Commodity Futures Trading Commission (CFTC); Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; Treasury, Dept of; Federal Reserve System; Office of Management & Budget (OMB); Commerce, Dept of (DOC); SENATE; U.S. Trade Representative (USTR)

Bills named: S. 1720 (113th), H.R. 3309 (113th), S. 1013 (113th)

Trade (domestic/foreign) TRD

No Bill# - Trans Pacific Partnership - Japan entry No Bill# - Issues relating to privatization of Japan Postal Life Insurance Company (KAMPO) No Bill# - Issues relating to Japan insurance regulatory reform N/A - Issues relating to Transparency and market access issues generally related to international insurance and investment operationsNo Bill# - Issues relating to US-China Strategic and Economic Dialogue No Bill# - Issues relating to India financial services market access and equity ownership issues No Bill# - Issues relating to Asia-Pacific Economic Cooperation, a multi-lateral economic and trade forum, privacy issues No Bill# - Issues relating to International Trade issues impacting the U.S. Insurance Companies operating in foreign markets No Bill# - Issues relating to the International Services Agreement No Bill# - Issues relating to Trade Promotion Authority (Fast Track)

Contacted: Office of Management & Budget (OMB); Securities & Exchange Commission (SEC); SENATE; U.S. Trade Representative (USTR); State, Dept of (DOS); Labor, Dept of (DOL); Treasury, Dept of; Commerce, Dept of (DOC); Commodity Futures Trading Commission (CFTC); Federal Reserve System; HOUSE OF REPRESENTATIVES

Financial Institutions/Investments/Securities FIN

No Bill# - Issues relating to GSE/Housing Finance Reform - focus on multi-family housing policy No Bill# - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standard, non-bank SIFI designation, insurance regulation, and oversight H.R. 1217 - Housing Finance Reform and Taxpayer Protection Act of 2013 - All provisionsH.J. Res. 59 - Continuing Appropriations Resolution of 2014 (Restrict Access to the Social Security Death Master File) S. 534 - National Association of Registered Agents and Brokers Reform Act of 2013 - all provisions S. 563 - Jumpstart GSE Reform Act - multi-family provisions H.R. 2767 - Protecting American Taxpayers and Homeowners (PATH) Act - all provisions S. 1369 - To provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance and for other purposes S. 1376 - The FHA Solvency Act of 2013 - all provisions H.R. 2140 - The Insurance Capital and Accounting Standards Act of 2013 - all provisions H.R. 2720 - Alexis Agin Identity Theft Protection Act of 2013 H.R. 1155 - National Association of Registered Agents and Brokers Reform Act of 2013 S. 676 - Identity Theft and Tax Fraud Prevention Act of 2013 No Bill# - Bipartisan Budget Act of 2013 No Bill# - Universal Child Savings Accounts S. 2102 - A bill to clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act S. 2270 / H.R. 4510 - Insurance Capital Standards Clarification Act of 2014 H.R. 5461 - To clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and for other purposes

Contacted: Federal Reserve System; State, Dept of (DOS); Commerce, Dept of (DOC); HOUSE OF REPRESENTATIVES; Office of Management & Budget (OMB); Labor, Dept of (DOL); Securities & Exchange Commission (SEC); U.S. Trade Representative (USTR); SENATE; Treasury, Dept of; Commodity Futures Trading Commission (CFTC)

Bills named: S. 2270 (113th), H.R. 2140 (113th), H.R. 1217 (113th), H.R. 2720 (113th), H.R. 5461 (113th), S. 1369 (113th), H.R. 4510 (113th), H.R. 2767 (113th), S. 676 (113th), S. 534 (113th), S. 563 (113th), S. 1376 (113th), S. 2102 (113th), H.R. 1155 (113th)

Taxation/Internal Revenue Code TAX

No Bill# - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Issues H.R. 1129 / S. 1645 - Mobile Workforce State Income Tax Simplification Act of 2013 - all provisions No Bill# - Issues related to expanding IRC Section 420 Transfer AuthorityNo Bill# - Issues relating to providing tax incentives for the purchase of annuities H.R. 2870 - Real Estate Investment and Jobs Act of 2013 No Bill# - Discussion Draft of Tax Reform Act of 2014 No Bill# - Tax Extenders - Active Finance Exception to Subpart F

Contacted: Federal Reserve System; Treasury, Dept of; U.S. Trade Representative (USTR); SENATE; Office of Management & Budget (OMB); HOUSE OF REPRESENTATIVES; Commerce, Dept of (DOC); State, Dept of (DOS); Labor, Dept of (DOL); Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC)

Bills named: S. 1645 (113th), H.R. 1129 (113th), H.R. 2870 (113th)