PORTERFIELD, FETTIG & SEARS, LLC for NASDAQ INC
A later version of this report replaces this one, so LegiList's totals use the current version instead. This page shows this version exactly as filed.
Versions of this report
Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.
| Filing | Filed | Amount | Counted |
|---|---|---|---|
| 3rd Quarter - Report (this page) | Oct 20, 2017 | $60,000 | Replaced |
| 3rd Quarter - Amendment | Jan 22, 2018 | $70,000 | Yes |
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Trading and listing standards needed for a U.S. Venture Exchange; clarification of legal certainty for the trading of private securities on the Nasdaq Private Market platform; transparency and conflicts of interest in the proxy advisory industry; incentives for the trading of small cap stocks/ETFs; implementation and expansion of the JOBS Act/capital formation agenda/IPOs; security market structure and price transparency; SEC policies during turbulent market conditions; proprietary ownership and distribution of market data; corporate governance issues; cybersecurity and system infrastructure; computer trading and HR.1257 & S.462, Securities and Exchange Commission Overpayment Credit Act; HR 10, Choice Act
| Lobbyist | Covered position, as disclosed |
|---|---|
| BRYAN BLOM | — |
| DWIGHT FETTIG | — |
| LENDELL PORTERFIELD | — |
| DAWN SEARS | — |
| BENJAMIN TURNER | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.