1st Quarter - Report

PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC

Firm
Client
Income
—
Expenses
$1,970,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

5 issue areas, each in the filer's own words, with who lobbied on it and where.

Health Issues HCR

H.R. 4225, S. 2241 - DC Healthcare Exchange Fees

LobbyistCovered position, as disclosed
ALAN BRUBAKER —
DAVID BURNS —
LAUREN CANCIENNE —
RALPH TYLER —
REX WACKERLE —

Contacted: Federal Reserve System; Office of Management & Budget (OMB); Consumer Financial Protection Bureau (CFPB); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Treasury, Dept of; SENATE; Federal Highway Administration (FHA); Federal Housing Finance Agency (FHFA); Labor, Dept of (DOL); Commodity Futures Trading Commission (CFTC)

Bills named: S. 2241 (115th), H.R. 4225 (115th)

Consumer Issues/Safety/Products CSP

S.536 - Cybersecurity Disclosure Act

LobbyistCovered position, as disclosed
ALAN BRUBAKER —
DAVID BURNS —
LAUREN CANCIENNE —
RALPH TYLER —
REX WACKERLE —

Contacted: Consumer Financial Protection Bureau (CFPB); Labor, Dept of (DOL); Federal Housing Finance Agency (FHFA); SENATE; Federal Reserve System; Commodity Futures Trading Commission (CFTC); Treasury, Dept of; Securities & Exchange Commission (SEC); Office of Management & Budget (OMB); Federal Highway Administration (FHA); HOUSE OF REPRESENTATIVES

Bills named: S. 536 (115th)

Financial Institutions/Investments/Securities FIN

H.R. 10, H.R. 4061, S. 2155, H.R. 3861 - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight. No Bill # - Issues relating to U.S. - EU Covered Agreement H.R. 4537 - International Insurance Standards Act of 2017 S. 1360 - International Insurance Capital Standards Accountability Act of 2017 No Bill # - Financial Stability Oversight Council Reform No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017)and forthcoming Fintech report. H.R. 2954 - Home Mortgage Disclosure Adjustment Act No Bill # - President's Infrastructure Plan, February 12, 2018 No Bill # - Large Financial Institution Proposed Supervisory Guidance (Docket No. OP-1594, January 4, 2018) No Bill # - GSE and FHA Housing Finance Reform H.R. 3861 - Federal Insurance Reform Act H.R. 4061 - Financial Stability Oversight Council Improvement Act H.R. 1625 - Consolidated Appropriations Act 2018l NFIP extension through July 23 No Bill # - Capital Requirements for Supervised Institutions Significantly Engaged in Insurance Activities (RIN 7100 AE 53, June 14, 2016) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Provisions Related to International Insurance Regulatory Standard Setting) H.R. - International Insurance Standards Act H.R. - Federal Insurance Office Reform Act

LobbyistCovered position, as disclosed
ALAN BRUBAKER —
DAVID BURNS —
LAUREN CANCIENNE —
ROMAN GABRIEL —
BRYAN PICKEL —
LAUREN SARPER New —
RALPH TYLER —
REX WACKERLE —

Contacted: Treasury, Dept of; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); Consumer Financial Protection Bureau (CFPB); Federal Highway Administration (FHA); Office of Management & Budget (OMB); Labor, Dept of (DOL); Federal Reserve System; SENATE; Federal Housing Finance Agency (FHFA)

Bills named: H.R. 4537 (115th), S. 2155 (115th), H.R. 1625 (115th), H.R. 2954 (115th), S. 1360 (115th), H.R. 10 (115th), H.R. 4061 (115th), H.R. 3861 (115th)

Taxation/Internal Revenue Code TAX

No Bill # - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance S. 540, H.R. 1393 - Mobile Workforce State Income Tax Simplification Act of 2017 - all provisions N/A - Issues relating to expanding IRC Section 420 Transfer Authority N/A - Tax Extenders - Active Finance Exception to Subpart F

LobbyistCovered position, as disclosed
ALAN BRUBAKER —
DAVID BURNS —
LAUREN CANCIENNE —
RALPH TYLER —
REX WACKERLE —

Contacted: Labor, Dept of (DOL); Office of Management & Budget (OMB); SENATE; Securities & Exchange Commission (SEC); Federal Reserve System; HOUSE OF REPRESENTATIVES; Federal Housing Finance Agency (FHFA); Federal Highway Administration (FHA); Commodity Futures Trading Commission (CFTC); Consumer Financial Protection Bureau (CFPB); Treasury, Dept of

Bills named: H.R. 1393 (115th), S. 540 (115th)

Retirement RET

S. 223, H.R. 3758 - SeniorSafe Act of 2017 H.R. 78 - SEC Regulatory Accountability Act H.R. 5282, S. 2526 - Retirement Enhancement and Savings Act H.R. 854, S. 1383 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs S. 868, H.R. 2055 - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 3499 - Automatic IRA - all Provisions H.R. 4523 - Automatic Retirement Plan Act of 2017 No Bill # - Proposed DOL Fiduciary Regulations - all provisions H.R. 4524 - Retirement Plan Simplification and Enhancement Act of 2017 H.R. 2823 - Affordable Retirement Advice for Savers Act H.R. 3910 - To amend the IRS Code of 1986 to make lifetime income and managed accounts options of defined contribution retirement savings plans portable N/A - GMWB Interpretive Issues in terms of possible guidance H.R. 4610 - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans H.R. 4604, H.R. 4637, H.R. 4524 - Issues relating to Annuity Selection Safe Harbor H.R. 355 - Protecting American Families' Retirement Advice Act

LobbyistCovered position, as disclosed
ALAN BRUBAKER —
DAVID BURNS —
LAUREN CANCIENNE —
ROBERT J DOYLE —
ROMAN GABRIEL —
RALPH TYLER —
REX WACKERLE —

Contacted: Treasury, Dept of; Consumer Financial Protection Bureau (CFPB); SENATE; Office of Management & Budget (OMB); Commodity Futures Trading Commission (CFTC); Federal Reserve System; HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); Federal Housing Finance Agency (FHFA); Securities & Exchange Commission (SEC); Federal Highway Administration (FHA)

Bills named: H.R. 5282 (115th), H.R. 78 (115th), S. 2526 (115th), H.R. 3499 (115th), H.R. 4604 (115th), S. 868 (115th), H.R. 4610 (115th), H.R. 854 (115th), H.R. 2823 (115th), S. 1383 (115th), S. 223 (115th), H.R. 4637 (115th), H.R. 3758 (115th), H.R. 355 (115th), H.R. 4524 (115th), H.R. 2055 (115th), H.R. 3910 (115th), H.R. 4523 (115th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.