2nd Quarter - Report

WILLIAMS AND JENSEN, PLLC for THE VANGUARD GROUP, INC.

Firm
Client
Income
$60,000
Expenses
—

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Homeland Security HOM

Cybersecurity issues.

LobbyistCovered position, as disclosed
MICHAEL D KANS —
JOEL OSWALD —

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE; Commodity Futures Trading Commission (CFTC); Treasury, Dept of

Financial Institutions/Investments/Securities FIN

Dodd-Frank regulations - systemic risk, FSOC, SIFI issues and derivatives. Mutual fund issues, Money Market Fund regulations; ETFs; securities issues; market structure issues; and financial services issues; FSOC, SIFI issues (H.R. 1550; Section 302 of Financial Regulatory Improvement Act of 2015).

LobbyistCovered position, as disclosed
GEORGE D BAKER —
STEPHEN A BLUMENTHAL —
DAVID E FRANASIAK —
JACK STEVEN HART —
CHRISTOPHER W HATCHER —
SUSAN HIRSCHMANN —
ANDREW JONES Leg Counsel, Rep. Hinojosa; LD and Counsel, Rep. Lujan
MELINDA M MAXFIELD —
JOHN J MCMACKIN —
JOEL OSWALD —
DAVID A STARR —
FRANK VLOSSAK —

Contacted: Treasury, Dept of; Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 1550 (114th)

Taxation/Internal Revenue Code TAX

General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; Security Transaction tax proposals.

Contacted: Commodity Futures Trading Commission (CFTC); Treasury, Dept of; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.