THE CHARLES SCHWAB CORPORATION for CHARLES SCHWAB CORPORATION
What was lobbied
2 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
SEC proposals on Equity Market Structure Reform, including Regulation Best Execution (File No. S7-32-22) and Order Competition Rule (File No. S7-31-22. SEC proposal on Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers (File No. S7-12-23). Consumer Financial Protection Bureaus rule on Personal Financial Data Rights (Docket No. CFPB-2023-0052). Legislative proposals related to electronic delivery. Issues related to the financial institutions and the custody of digital assets. Issues related to the legal and regulatory environment for retail broker-dealers.
| Lobbyist | Covered position, as disclosed |
|---|---|
| SCOTT ECKEL | — |
| PETER S. ROBERSON | — |
| MICHAEL TOWNSEND | — |
Banking BAN
Federal Reserve Proposed Rule on Long-Term Debt Requirements for Large Bank Holding Companies, Certain Intermediate Holding Companies of Foreign Banking Organizations, and Large Insured Depository Institutions (RIN 7100-AG66). Federal Deposit Insurance Corporation (FDIC) Notice of Proposed Rulemaking on Brokered Deposits Restrictions (RIN 3064-AF99). Joint Proposal of the Office of the Comptroller of the Currency, the Federal Reserve and the FDIC on Regulatory Capital for Large Banks (RIN 7100-AG64).
| Lobbyist | Covered position, as disclosed |
|---|---|
| SCOTT ECKEL | — |
| PETER S. ROBERSON | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.