WILLIAMS AND JENSEN, PLLC for OTC MARKETS
What was lobbied
2 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Margin eligibility for qualified over-the-counter securities; Additional disclosure for paid stock promotion; Financial Services regulation/legislation pertaining to venture markets; issues related to over the counter market securities. Regulation A proposals; Venture Exchanges Proposals. HR 5795, Main Street Growth Act; S.3097, Main Street Growth Act.
| Lobbyist | Covered position, as disclosed |
|---|---|
| DAVID E FRANASIAK | — |
| MAHLET MAKONNEN | Department of Veterans Affairs, Attorney Advisor |
| MELINDA M MAXFIELD | — |
| JOEL OSWALD | Professional staff, Senate Banking, LA, Senator Enzi |
Taxation/Internal Revenue Code TAX
Employee Stock Ownership Plans for Small Companies listed on the OTC. S.1559, ESOP Fairness Act. Securing a Strong Retirement Act H.R. 2954 and Improving Access to Retirement Savings Act S. 1703.
| Lobbyist | Covered position, as disclosed |
|---|---|
| DAVID E FRANASIAK | — |
| JOEL OSWALD | Prof Staff, Senate Banking; LA, Senator Enzi |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.