ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION for ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Request to Suspend the Pending Form PF Amendments (IA-6546; File No. S7-22-22; RIN 3038-AF31 Request to better align the application of Bank Secrecy Act requirements for Registered Investment Advisers and Exempt Reporting Advisers and Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers (RIN 1506-AB58) Request for the Financial Stability Oversight Council to restore guidance governing the designation of non-bank financial institutions as systemically important financial institutions Petition for Rulemaking to Reinstate CFTC Regulation 4.13(a)(4) and Add Registration Exemptions for CPOs and CTAs to Harmonize with Registration Exemptions for Investment Advisers under the Investment Advisers Act of 1940 Proposals for SEC Reforms to Democratize Access to Alternative Investments Petition for Rulemaking to Amend Rule 105 of Regulation M Petition for Rulemaking to Amend Rule 3c-5 under the Investment Company Act of 1940 to Expand the Category of Employees Qualifying as Knowledgeable Employees General discussions with staff regarding digital assets, financial stability, nonbank financial institutions
| Lobbyist | Covered position, as disclosed |
|---|---|
| DANIEL AUSTIN | — |
| ADAM JACOBS-DEAN | — |
| JIRI KROL | — |
| JENNIFER WOOD | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.