PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC

Communications/Broadcasting/Radio/TV COM

Data Security, Privacy and Breach Legislation

Contacted: Federal Reserve System; Consumer Financial Protection Bureau (CFPB); Commodity Futures Trading Commission (CFTC); Federal Highway Administration (FHA); HOUSE OF REPRESENTATIVES; Federal Housing Finance Agency (FHFA); Treasury, Dept of; SENATE; Securities & Exchange Commission (SEC); Housing & Urban Development, Dept of (HUD); Office of Management & Budget (OMB); Federal Accounting Standards Advisory Board (FASAB); Labor, Dept of (DOL)

Taxation/Internal Revenue Code TAX

Families First Coronavirus Response Act Paid Family Leave Annuity Tax Treatment Adjustments Tax Extenders - CFC Look Through Rule Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act Ordinary tax treatment of bonds Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act CARES Act Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions

Contacted: Securities & Exchange Commission (SEC); Federal Reserve System; HOUSE OF REPRESENTATIVES; Treasury, Dept of; Office of Management & Budget (OMB); Federal Highway Administration (FHA); Federal Housing Finance Agency (FHFA); Federal Accounting Standards Advisory Board (FASAB); Commodity Futures Trading Commission (CFTC); SENATE; Housing & Urban Development, Dept of (HUD); Labor, Dept of (DOL); Consumer Financial Protection Bureau (CFPB)

Bills named: H.R. 1 (117th)

Financial Institutions/Investments/Securities FIN

Federal Agency Regulatory Changes Associated with COVID-19 Relief SEC Best Interest Standard Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight International Insurance Capital Standards SAFE Banking Act of 2019 Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). GSE and FHA Housing Finance Reform LIBOR Transition Federal Safe Harbor Draft Legislation Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers Improving Corporate Governance through Diversity Act of 2019 Diversity in Corporate Leadership Act of 2019 "SEC Division of Investment Management Staff Statement on Investment Company Cross Trading, March 11, 2021 Division of Investment Management Staff Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions

Contacted: Federal Reserve System; Office of Management & Budget (OMB); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Federal Highway Administration (FHA); Housing & Urban Development, Dept of (HUD); Labor, Dept of (DOL); SENATE; Federal Accounting Standards Advisory Board (FASAB); Consumer Financial Protection Bureau (CFPB); Federal Housing Finance Agency (FHFA); Treasury, Dept of; Commodity Futures Trading Commission (CFTC)

Retirement RET

Retirement Security Act of 2019 AssociationRetirement Plans Lifetime Income Disclosure & Regulatory Issues - all provisions Automatic Retirement Plan Act Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act General Account Legislative Fix Qualified Professional Asset Manager (OPAM) Exception Amendment ERISA Clarifications for Securitizies Originated or Underwritten by Inter-Affiliates Qualified Default Investment Allocation Section 420 Legislative Fix CARES Act Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions

Contacted: SENATE; Federal Accounting Standards Advisory Board (FASAB); Federal Highway Administration (FHA); Housing & Urban Development, Dept of (HUD); Office of Management & Budget (OMB); Consumer Financial Protection Bureau (CFPB); Treasury, Dept of; Federal Reserve System; Securities & Exchange Commission (SEC); Federal Housing Finance Agency (FHFA); HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); Commodity Futures Trading Commission (CFTC)