4th Quarter - Report

DAVIS & HARMAN LLP for VANGUARD GROUP

Firm
Client
Income
$20,000
Expenses
—

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Retirement RET

Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business, including H.R.1534, Small Businesses Add Value for Employees Act. Proposals related to stemming leakage from retirement plans through reform of plan loan rules, including, S.1121/H.R. 3, Savings Enhancement by Alleviating Leakage in 401(k) Savings Act. Issues related to retirement target date funds. Issues related to tax incentives for retirement savings. Issues related to the effect of the Department of Labor's proposed fiduciary definition. Issues related to employee plan administration and electronic delivery of employee plan notices and statements.

LobbyistCovered position, as disclosed
DEREK B DORN Senior Finance Counsel, Senator Bingaman
KENT A MASON —
BARBARA A. PATE —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 1534 (112th), S. 1121 (112th), H.R. 3 (112th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.