4th Quarter - Report

THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION

Period 4th Quarter 2018 Filed Jan 11, 2019 Signed by Julie Bauer

Official filing
Firm
THE OPTIONS CLEARING CORPORATION
Client
OPTIONS CLEARING CORPORATION
Income
—
Expenses
$430,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons.

LobbyistCovered position, as disclosed
JOSEPH P CORCORAN —

Contacted: Treasury, Dept of; SENATE; HOUSE OF REPRESENTATIVES; Federal Reserve System; Securities & Exchange Commission (SEC); Internal Revenue Service (IRS)

Financial Institutions/Investments/Securities FIN

Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 5749 the Options Markets Stability Act; S. 3283 Options Markets Stability Act.

LobbyistCovered position, as disclosed
JULIE BAUER New —
JOSEPH P CORCORAN —
JAMES HALL —

Contacted: SENATE; Federal Reserve System; Securities & Exchange Commission (SEC); Treasury, Dept of; Internal Revenue Service (IRS); HOUSE OF REPRESENTATIVES

Bills named: S. 3283 (115th), H.R. 5749 (115th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.