4th Quarter - Report

RBC CAPITAL MARKETS, LLC for RBC CAPITAL MARKETS, LLC

Firm
Client
Income
—
Expenses
$430,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Banking BAN

Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No. 111-203): Title VI. Issues related to market structure, including Regulation NMS. Issues related to AML/BSA reform. Issues related to the Community Reinvestment Act. Issues related to the Coronavirus Aid, Relief, and Economic Security Act (Public Law No: 116-136). Issues related to the Paycheck Protection Program Flexibility Act of 2020 (Public Law No: 116-142).

Foreign entity interest: Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No. 111-203): Title VI. Issues related to market structure, including Regulation NMS. Issues related to AML/BSA reform. Issues related to the Community Reinvestment Act. Issues related to the Coronavirus Aid, Relief, and Economic Security Act (Public Law No: 116-136). Issues related to the Paycheck Protection Program Flexibility Act of 2020 (Public Law No: 116-142).

LobbyistCovered position, as disclosed
SHAWN MAHER —
MATTHEW REED —

Contacted: Treasury, Dept of; HOUSE OF REPRESENTATIVES; Federal Reserve System; SENATE; Securities & Exchange Commission (SEC); Office of the Comptroller of the Currency (OCC); Federal Deposit Insurance Corporation (FDIC)

Taxation/Internal Revenue Code TAX

Issues related to tax reform, including implementation of the Tax Cuts and Jobs Act of 2017 (Public Law No. 115-97), the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, and infrastructure finance.

Foreign entity interest: Issues related to tax reform, including implementation of the Tax Cuts and Jobs Act of 2017 (Public Law No. 115-97), the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, and infrastructure finance.

LobbyistCovered position, as disclosed
SHAWN MAHER —
MATTHEW REED —

Contacted: HOUSE OF REPRESENTATIVES; Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of the Currency (OCC); SENATE; Securities & Exchange Commission (SEC); Treasury, Dept of; Federal Reserve System

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.