3rd Quarter - Report

FINANCIAL SERVICES FORUM for FINANCIAL SERVICES FORUM

Firm
Client
Income
—
Expenses
$620,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Issues related to capital and liquidity standards Issues related to leverage and risk-based capital requirements Issues related to Supplementary Leverage Ratio Issues related to the capital surcharge for global systemically important banks Issues related to Basel III finalization Issues related to the regulation of nonbanks Issues related to the Federal Reserves stress testing regime Issues related to the SEC Staff Accounting Bulletin 121 H.J.Res. 109, Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Securities and Exchange Commission relating to "Staff Accounting Bulletin No. 121" Issues related to the supervision of large banks Issues related to the approval process for credit linked notes Issues related to the FDICs proposed rulemaking on brokered deposits

LobbyistCovered position, as disclosed
DAVID BARTLETT —
KEVIN FROMER —
TIFFANY HAAS —
SPENCER KATTERHAGEN —

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Office of the Comptroller of the Currency (OCC); Federal Reserve System; Federal Deposit Insurance Corporation (FDIC)

Bills named: H.J.Res. 109 (118th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.