2nd Quarter - Report

TRIOPTIMA AB for TRIOPTIMA AB

Firm
Client
Income
—
Expenses
—

No amount is shown when the filer reports less than $5,000 for the period, which the form does not ask them to state.

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Issues relating to compression and other post trade risk reduction services in the OTC derivatives (swaps) market, including lobbying on rules re SEF execution, initial and variation margin, clearing, etc.

Foreign entity interest: TriOptima AB provides post trade infrastructure for the derivatives market and seeks to ensure that U.S. regulatory structures permit risk management in the derivatives market. TriOptima AB is ultimately wholly owned by NEX Group plc. TriOPtima North America LLC is wholly owned by TriOptima AB. Reset Pte Ltd., a subsidary of NEX Group Plc, provides risk mitigation services to participants in the interest rate derivatives market. ReMatch Ltd, a subsidary of ICAP Plc, provides CDS market risk, portfolio rebalancing services.

LobbyistCovered position, as disclosed
MICHAEL MODLOCK —

Contacted: Commodity Futures Trading Commission (CFTC)

Foreign entities

Foreign owners and affiliates the filer disclosed. Amounts are as declared on this filing.

EntityCountryPrincipal place of businessOwnershipContribution declared
RESET PTE LIMITED Malaysia Malaysia — —
REMATCH United Kingdom United Kingdom — —

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.