INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE
Versions of this report
Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.
| Filing | Filed | Amount | Counted |
|---|---|---|---|
| 4th Quarter - Report | Jan 20, 2022 | $840,000 | Replaced |
| 4th Quarter - Amendment (this page) | Jan 11, 2024 | $840,000 | Yes |
What was lobbied
5 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
| Lobbyist | Covered position, as disclosed |
|---|---|
| KELLY HITCHCOCK | — |
| KATHLEEN L MELLODY | — |
| CYNTHIA PULLOM | — |
| DEAN R SACKETT | — |
Retirement RET
H.R. 5891- Retirement Improvement and Savings Enhancement Act (Scott) Department of Labor's fiduciary rulemaking Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
| Lobbyist | Covered position, as disclosed |
|---|---|
| ELENA CHISM | — |
| ANDREW GOLDENBAUM | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| KATHLEEN L MELLODY | — |
| DEAN R SACKETT | — |
Taxation/Internal Revenue Code TAX
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5376- Build Back Better Act S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Tax deferral of retirement contributions Tax exemption for municipal bond interest
| Lobbyist | Covered position, as disclosed |
|---|---|
| ELENA CHISM | — |
| ANDREW GOLDENBAUM | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| KATHLEEN L MELLODY | — |
| CYNTHIA PULLOM | — |
| DEAN R SACKETT | — |
Budget/Appropriations BUD
H.R. 4345- Financial Services and General Government Appropriations Act, FY 2022 Debt Limit
| Lobbyist | Covered position, as disclosed |
|---|---|
| KELLY HITCHCOCK | — |
| DEAN R SACKETT | — |
Labor Issues/Antitrust/Workplace LBR
S. 225- Competition and Antitrust Law Enforcement Reform Act of 2021 (Klobuchar) FTC Hart-Scott-Rodino Proposed Rule
| Lobbyist | Covered position, as disclosed |
|---|---|
| KELLY HITCHCOCK | — |
| KATHLEEN L MELLODY | — |
| CYNTHIA PULLOM | — |
| DEAN R SACKETT | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.