1st Quarter - Report

WILLIAMS AND JENSEN, PLLC for TD AMERITRADE

Firm
Client
Income
$50,000
Expenses
—

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

Financial transaction tax; FIFO cost basis.

LobbyistCovered position, as disclosed
DAVID E FRANASIAK New —
JOEL OSWALD New Prof.Staff, Senate Banking; LA, Sen. Enzi.

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC)

Financial Institutions/Investments/Securities FIN

Fiduciary Duty. Best interest standards; Consumer Information Notification Requirement; Data security; Equity market structure and Market data issues; Venture exchange proposals.

LobbyistCovered position, as disclosed
DAVID E FRANASIAK —
MELINDA M MAXFIELD —
JOEL OSWALD —
CHRISTOPHER E. WILCOX Regional Staff Asst & Staff Asst, Sen. Moynihan ;LA, Leg Counsel, LD & Counsel, Rep. Arcuri; LD & Counsel, Rep. Demings

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.