PORTERFIELD, FETTIG & SEARS, LLC for NASDAQ INC
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Trading and listing standards needed for a U.S. Venture Exchange; clarification of legal certainty for the trading of private securities on the Nasdaq Private Market platform; transparency and conflicts of interest in the proxy advisory industry; incentives for the trading of small cap stocks/ETFs; implementation and expansion of the JOBS Act/capital formation agenda/IPOs; security market structure and price transparency; SEC policies during turbulent market conditions; proprietary ownership and distribution of market data; corporate governance issues; cybersecurity and system infrastructure; computer trading and HR.1257 & S.462, Securities and Exchange Commission Overpayment Credit Act; H.R. 3973, Market Data Protection Act of 2017; H.R.4248, conflicts minerals; H.R. 4015, Corporate Governance Reform and Transparency Act of 2017; S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection.
| Lobbyist | Covered position, as disclosed |
|---|---|
| BRYAN BLOM | — |
| DWIGHT FETTIG | — |
| LENDELL PORTERFIELD | — |
| DAWN SEARS | — |
| BENJAMIN TURNER | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.