2nd Quarter - Report

CAPITAL ONE FINANCIAL CORPORATION for CAPITAL ONE FINANCIAL CORPORATION

Firm
Client
Income
—
Expenses
$290,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

8 issue areas, each in the filer's own words, with who lobbied on it and where.

Transportation TRA

Transportation legislation: Fixing America's Surface Transportation (FAST) Act (HR 22).

LobbyistCovered position, as disclosed
STEVEN BOMS —
EMILY WEEMS —
NICHOLAS ZUPANCIC Chief of Staff, Rep. Scott Tipton. last date of employment 1/13/16.

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 22 (114th)

Banking BAN

Traditional banking and bank regulation including the following legislation: Consolidated Appropriations Act (Public Law 114-113).

LobbyistCovered position, as disclosed
STEVEN BOMS —
EMILY WEEMS —
NICHOLAS ZUPANCIC Chief of Staff, Rep. Scott Tipton, last date of employment 01/31/16.

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Civil Rights/Civil Liberties CIV

Civil rights and civil liberties. Equality Act (HR 3185/S 1858).

LobbyistCovered position, as disclosed
KATHERINE BONNER —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 3185 (114th)

Financial Institutions/Investments/Securities FIN

Advanced approaches, capital and liquidity requirements, lending products and the Consumer Financial Protection Bureau including the following legislation: Systemic Risk Designation Improvement Act of 2015 (HR 1309); Taking Account of Institutions with Low Operation Risk Act (TAILOR Act) of 2015 (HR 2896); Financial Regulatory Improvement Act (S 1484); National Defense Authorization Act, 2017 (HR 4909/S 2943); Financial Service and General Government Appropriations Act, 2017 (HR 5485).

LobbyistCovered position, as disclosed
STEVEN BOMS —
EMILY WEEMS —
NICHOLAS ZUPANCIC Chief of Staff, Rep. Scott Tipton, last date of employment 01/31/16.

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 4909 (114th), H.R. 5485 (114th), H.R. 2896 (114th), H.R. 1309 (114th)

Taxation/Internal Revenue Code TAX

Corporate tax reform and state taxation of corporate income, including the following legislation: New Markets Tax Credit Extension Act of 2015 (HR 855/S 591); Trade Preferences Extension Act of 2015 (HR 1295/S 2167); Business Activity Tax Simplification Act of 2015 (HR 2584); and Developing a Reliable and Innovative Vision for the Economy (DRIVE) Act (HR 22); Mobile Workforce State Income Tax Simplification Act of 2015 (HR 2315/S 386).

LobbyistCovered position, as disclosed
KATHERINE BONNER —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 1295 (114th), H.R. 855 (114th), H.R. 22 (114th), H.R. 2584 (114th), H.R. 2315 (114th)

Copyright/Patent/Trademark CPT

Patent reform and the Patent and Trademark Office including the following legislation: The Innovation Act (HR 9/S 1137); PATENT Act (S 1137); Trade Preferences Extension Act (HR 1295/S 1267).

LobbyistCovered position, as disclosed
NICHOLAS ZUPANCIC Chief of Staff, Rep. Scott Tipton, last date of employment 01/31/16.

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 1295 (114th), H.R. 9 (114th)

Postal POS

Postal rates and the efficient operation of the US Postal Service including the following legislation: Improving Postal Operations, Service, and Transparency Act of 2015 (S 2051).

LobbyistCovered position, as disclosed
KATHERINE BONNER —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Consumer Issues/Safety/Products CSP

Mobile banking, cyber security, data security, restrictions on the use of data and privacy including the following legislation: Protecting Cyber Networks Act (HR 1560); National Cybersecurity Protection Advancement Act of 2015 (HR 1731); Data Security and Breach Notification Act of 2015 (HR 1770); Cybersecurity Information Sharing Act of 2015 (S 754); Eliminate Privacy Notice Confusion Act (HR 601); and Data Security Act of 2015 (HR 2205/S 961); Digital Security Commission Act of 2016 (HR 4651/S 2604)

LobbyistCovered position, as disclosed
STEVEN BOMS —
EMILY WEEMS —
NICHOLAS ZUPANCIC Chief of Staff, Rep. Scott Tipton, last date of employment 01/31/16.

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 601 (114th), H.R. 1770 (114th), H.R. 1560 (114th), H.R. 1731 (114th), H.R. 2205 (114th), H.R. 4651 (114th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.