4th Quarter - Report

THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION

Firm
Client
Income
—
Expenses
$690,740
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Qualifying Central Counterparty Recognition; and Financial Choice Act.

LobbyistCovered position, as disclosed
JULIE BAUER New —
JOSEPH P CORCORAN —
JAMES HALL —

Contacted: SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Internal Revenue Service (IRS); Treasury, Dept of; Commodity Futures Trading Commission (CFTC)

Taxation/Internal Revenue Code TAX

Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; House Ways and Means Committee Draft Financial Products Tax Reform Legislation; Senator Wyden Discussion Draft of the Modernization of Derivatives Tax Act of 2016.

LobbyistCovered position, as disclosed
JULIE BAUER New —
JOSEPH P CORCORAN —
JAMES HALL —

Contacted: Securities & Exchange Commission (SEC); Treasury, Dept of; Commodity Futures Trading Commission (CFTC); Internal Revenue Service (IRS); HOUSE OF REPRESENTATIVES; SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.