UBS AMERICAS INC. for UBS AMERICAS INC
What was lobbied
2 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Regulatory Implementation of H.R. 4172, Dodd-Frank Wall Street Reform Act (including swap rules, capital and other prudential requirements, Volcker Rule and fiduciary standards). Financial regulatory reform legislation. Measures considered by the Securities and Exchange Commission pertaining to market structure issues. Fiduciary standards for brokers. Legislation to exclude affiliates and subsidiaries of insured depository institutions in the definition of deposit broker.
Foreign entity interest: UBS AG has an interest in the regulatory implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (including swaps rules, capital and other prudential requirements, Volcker Rule and fiduciary standards).
| Lobbyist | Covered position, as disclosed |
|---|---|
| SHANE LIEBERMAN | — |
| JOHN NOLAN | — |
| JOHN SAVERCOOL | — |
Taxation/Internal Revenue Code TAX
Proposals to implement a financial transaction tax. Proposals to limit the tax exclusion for municipal bond interest. Net Operating Loss, Interest Deductibility, Base Erosion and Anti-Abuse Tax (BEAT), and Pass-through issues.
| Lobbyist | Covered position, as disclosed |
|---|---|
| SHANE LIEBERMAN | — |
| JOHN SAVERCOOL | — |
Foreign entities
Foreign owners and affiliates the filer disclosed. Amounts are as declared on this filing.
| Entity | Country | Principal place of business | Ownership | Contribution declared |
|---|---|---|---|---|
| UBS AG | Switzerland | Switzerland | 100.0% | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.