2nd Quarter - Report

FINANCIAL PLANNING ASSN (FPA) for FINANCIAL PLANNING ASSN (FPA)

Firm
Client
Income
—
Expenses
$108,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Retirement RET

Employee provided retirement plans ERISA fiduciary Individual Retirement Accounts

LobbyistCovered position, as disclosed
PHILLIPS HINCH Legislative Assistant Committee on Ways & Means

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC)

Taxation/Internal Revenue Code TAX

Tax reform Alternative minumum tax Tax preferred investment vehicles Expiring tax provisions

LobbyistCovered position, as disclosed
PHILLIPS HINCH Legislative Assistant Committee on Ways & Means

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC)

Financial Institutions/Investments/Securities FIN

Dodd-Frank Wall Street Reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624)

LobbyistCovered position, as disclosed
DANIEL BARRY —
DAVID A COHEN —
PHILLIPS HINCH Legislative Assistant Committee on Ways & Mean

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE

Bills named: H.R. 4624 (112th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.