HSBC TECHNOLOGY AND SERVICES USA INC. for HSBC TECHNOLOGY AND SERVICES USA INC.

Banking BAN

Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity, and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms Financial regulatory reform issues Capital requirements

Foreign entity interest: As the ultimate parent of HSBC Technology & Services USA, Inc., HSBC Holdings, plc, has interests in the issues above.

Contacted: HOUSE OF REPRESENTATIVES; Office of the Comptroller of the Currency (OCC); Federal Deposit Insurance Corporation (FDIC); Federal Reserve System; SENATE; Treasury, Dept of

Financial Institutions/Investments/Securities FIN

Digital Assets Policy Securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. Directed rulemakings for S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025 Issues related to credit risk transfer H.R. 3633, CLARITY Act of 2025 and draft legislation on cryptocurrency market structure H.R. 3959, the Protecting Private Job Creators Act Issues related to Treasury Central Clearing

Foreign entity interest: As the ultimate parent of HSBC Technology & Services USA, Inc., HSBC Holdings, plc, has interests in the issues above.

Contacted: Commerce, Dept of (DOC); Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); SENATE; Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; Treasury, Dept of; State, Dept of (DOS); Federal Reserve System; Energy, Dept of

Bills named: S. 394 (119th), H.R. 3633 (119th), H.R. 3959 (119th)

Trade (domestic/foreign) TRD

Regulatory cooperation through dialogues between governments in support of global trade and data flows across borders.

Foreign entity interest: As the ultimate parent of HSBC Technology & Services USA, Inc., HSBC Holdings, plc, has interests in the issues above.

Contacted: HOUSE OF REPRESENTATIVES; SENATE; State, Dept of (DOS)