2nd Quarter - Report

WILLIAMS AND JENSEN, PLLC for THE VANGUARD GROUP, INC.

Firm
Client
Income
$60,000
Expenses
—

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

General tax issues related to mutual funds; commodity related investments, savings; capital gains and dividend tax rates as they relate to mutual funds; security transaction tax proposals.

LobbyistCovered position, as disclosed
DAVID E FRANASIAK —
CHRISTOPHER W HATCHER —
NICHOLAS KARELLAS LA to Senator Christopher Bond; Tax Counsel, Rep Lynn Jenkins
JOHN J MCMACKIN —
JOEL OSWALD —
DAVID A STARR —

Contacted: Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Treasury, Dept of; SENATE

Financial Institutions/Investments/Securities FIN

Dodd-Frank regulations - systemic risk, FSOC, SIFI issues; Mutual Fund, ETF, Money Market Fund, and securities issues; Financial Choice Act.

LobbyistCovered position, as disclosed
GEORGE D BAKER —
DAVID E FRANASIAK —
CHRISTOPHER W HATCHER —
SUSAN HIRSCHMANN —
ANDREW JONES Leg Counsel, Rep. Hinojosa; LD and Counsel, Rep. Lujan
MELINDA M MAXFIELD —
JOHN J MCMACKIN —
JOEL OSWALD —
DAVID A STARR —
FRANK VLOSSAK —

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of; Securities & Exchange Commission (SEC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.