3rd Quarter - Amendment

STRUCTURED FINANCE ASSOCIATION for STRUCTURED FINANCE ASSOCIATION

Firm
Client
Income
—
Expenses
$330,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

Versions of this report

Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.

Filing Filed Amount Counted
3rd Quarter - Report Oct 20, 2026 $325,946 Replaced
3rd Quarter - Amendment (this page) Oct 20, 2026 $330,000 Yes

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

1. Basel Capital and Liquidity Treatment for asset-backed securities - General issues concerning the appropriate treatment for bank investment in asset-backed securities under final Basel III capital and liquidity rules. 2. Regulation AB II - Issues concerning disclosure requirements (current and potential) under the SEC's regulation AB II for all ABS asset classes, specifically auto, credit card, equipment lease and student loans. 3. SEC Rule 15c2-11 - Advocacy related to concerns regarding the rule's public disclosure requirements, and a push for delayed implementation or complete rule reversal.

LobbyistCovered position, as disclosed
KEVIN GEORGE Legislative Director, Senior Economic Policy Advisor, Rep. Stephen Lynch; Legislative Aide, Sen. Heidi Heitkamp; Legislative Fellow, Rep. Ron Kind
PALMER RAFFERTY Staff Assistant, Legislative Correspondent, Legislative Aide, Legislative Assistant, Senator David Vitter (R-LA); Legislative Director, Deputy Chief of Staff, Rep. Bill Huizenga (R-MI)

Contacted: SENATE; Federal Reserve System; HOUSE OF REPRESENTATIVES

Housing HOU

1. GSE Reform - General issues related to the preservation of a federal guaranty and the TBA (To-Be-Announced) market; support for increased participation of private capital; discussions/proposals related to credit risk transfer (CRT). 2. General Housing Finance Issues - Issues concerning FHFA's efforts to implement both a uniform mortgage backed security (UMBS) and common securitization platform (CSP), including increased risk sharing, transparency, and industry participation. Providing commentary and analysis on the FHFA's proposed capital framework for the GSEs. 3. Support of a free-market, competition-based approach to the GSE's use of alternative credit models. 4. TILA-RESPA Integrated Disclosure Rule (TRID) - General issues concerning clarity and implementation of CFPB rules. 5. CFPB Regulatory Guidance - Proposals to reform the process by which the CFPB introduces and uses guidance in conjunction with regulation. 6. Regulation AB II - Issues concerning disclosure requirements (current and potential) under the SEC's regulation AB II as it relates to RMBS issuance offerings. 7. HR 9460 - Sustainable Home Ownership Act - issues related to GSE reform

LobbyistCovered position, as disclosed
KEVIN GEORGE Legislative Director, Senior Economic Policy Advisor, Rep. Stephen Lynch; Legislative Aide, Sen. Heidi Heitkamp; Legislative Fellow, Rep. Ron Kind
PALMER RAFFERTY Staff Assistant, Legislative Correspondent, Legislative Aide, Legislative Assistant, Senator David Vitter (R-LA); Legislative Director, Deputy Chief of Staff, Rep. Bill Huizenga (R-MI)

Contacted: HOUSE OF REPRESENTATIVES; Federal Housing Finance Agency (FHFA); SENATE

Bills named: H.R. 9460 (119th)

Banking BAN

1. General issues concerning international efforts to establish "high-quality securitization" criteria. 2. Issues/proposals in support of appropriate securitization treatment in Basel III capital and liquidity rules, including the definition of securitization

LobbyistCovered position, as disclosed
KEVIN GEORGE Legislative Director, Senior Economic Policy Advisor, Rep. Stephen Lynch; Legislative Aide, Sen. Heidi Heitkamp; Legislative Fellow, Rep. Ron Kind
PALMER RAFFERTY Staff Assistant, Legislative Correspondent, Legislative Aide, Legislative Assistant, Senator David Vitter (R-LA); Legislative Director, Deputy Chief of Staff, Rep. Bill Huizenga (R-MI)

Contacted: SENATE; Federal Reserve System; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.