1st Quarter - Report

UBS AMERICAS INC. for UBS AMERICAS INC

Firm
Client
Income
—
Expenses
$130,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

HR 4191- "Let Wall Street Pay for the Restoration of Main Street Act of 2009." Proposals to implement a bank tax.

LobbyistCovered position, as disclosed
PETER ROWAN —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 4191 (111th)

Financial Institutions/Investments/Securities FIN

HR 4173- "Wall Street Reform and Consumer Protection Act of 2009" S.3217- "Restoring American Financial Stability Act of 2010" S.1541- "Private Student Loan Debt Swap Act"

Foreign entity interest: UBS AG has an interest in HR 4173, "Wall Street Reform and Consumer Protection Act of 2009", and S.3217, "Restoring American Financial Stability Act of 2010."

LobbyistCovered position, as disclosed
ANANIAS BLOCKER —
DICK RIBBENTROP —
PETER ROWAN —
JOHN SAVERCOOL —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 4173 (111th), S. 1541 (111th), S. 3217 (111th)

Foreign entities

Foreign owners and affiliates the filer disclosed. Amounts are as declared on this filing.

EntityCountryPrincipal place of businessOwnershipContribution declared
UBS AG Switzerland Switzerland 100.0% —

Affiliated organisations

OrganisationLocation
UBS FINANCIAL SERVICES Weehawken, NJ, US
UBS GLOBAL AM (AMERICAS) Chicago, IL, US
UBS SECURITIES LLC Stamford, CT, US

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.