PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC

Consumer Issues/Safety/Products CSP

S.536 - Cybersecurity Disclosure Act

Contacted: Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Consumer Financial Protection Bureau (CFPB); Federal Housing Finance Agency (FHFA); SENATE; Treasury, Dept of; Securities & Exchange Commission (SEC); Federal Highway Administration (FHA); Federal Reserve System; Office of Management & Budget (OMB); Labor, Dept of (DOL)

Bills named: S. 536 (115th)

Health Issues HCR

H.R. 4225, S. 2241 - DC Healthcare Exchange Fees

Contacted: SENATE; Consumer Financial Protection Bureau (CFPB); Commodity Futures Trading Commission (CFTC); Federal Reserve System; Labor, Dept of (DOL); Office of Management & Budget (OMB); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Federal Housing Finance Agency (FHFA); Federal Highway Administration (FHA); Treasury, Dept of

Bills named: H.R. 4225 (115th), S. 2241 (115th)

Taxation/Internal Revenue Code TAX

No Bill # - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance S. 540, H.R. 1393 - Mobile Workforce State Income Tax Simplification Act of 2017 - all provisions No Bill # - Issues relating to expanding IRC Section 420 Transfer Authority No Bill # - Tax Extenders - Active Finance Exception to Subpart F No Bill # - Tax Extenders - CFC Look Through Rule No Bill # - Annuity Tax Treatment Adjustments H.R. 1 - Issues related to the implementation of the Tax Cuts and Jobs Act

Contacted: SENATE; Consumer Financial Protection Bureau (CFPB); Federal Reserve System; Office of Management & Budget (OMB); HOUSE OF REPRESENTATIVES; Federal Housing Finance Agency (FHFA); Commodity Futures Trading Commission (CFTC); Labor, Dept of (DOL); Federal Highway Administration (FHA); Treasury, Dept of; Securities & Exchange Commission (SEC)

Bills named: H.R. 1 (115th), S. 540 (115th), H.R. 1393 (115th)

Retirement RET

S. 223, H.R. 3758 - SeniorSafe Act of 2017 H.R. 78 - SEC Regulatory Accountability Act H.R. 5282, S. 2526 - Retirement Enhancement and Savings Act H.R. 854, S. 1383 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs S. 868, H.R. 2055 - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 3499 - Automatic IRA - all Provisions H.R. 4523 - Automatic Retirement Plan Act of 2017 No Bill # - Proposed DOL Fiduciary Regulations - all provisions H.R. 4524 - Retirement Plan Simplification and Enhancement Act of 2017 H.R. 2823 - Affordable Retirement Advice for Savers Act H.R. 3910 - To amend the IRS Code of 1986 to make lifetime income and managed accounts options of defined contribution retirement savings plans portable No Bill # - GMWB Interpretive Issues in terms of possible guidance H.R. 4610 - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans H.R. 4604, H.R. 4637, H.R. 4524 - Issues relating to Annuity Selection Safe Harbor H.R. 355 - Protecting American Families' Retirement Advice Act No Bill # - General Account Legislative Fix No Bill # - Portable Retirement Accounts Legislation No Bill # - Qualified Professional Asset Manager (OPAM) Exception Amendment

Contacted: HOUSE OF REPRESENTATIVES; Federal Reserve System; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); Federal Housing Finance Agency (FHFA); Consumer Financial Protection Bureau (CFPB); Treasury, Dept of; Labor, Dept of (DOL); Federal Highway Administration (FHA); Office of Management & Budget (OMB); SENATE

Bills named: H.R. 4637 (115th), H.R. 3499 (115th), H.R. 3910 (115th), H.R. 4604 (115th), H.R. 3758 (115th), H.R. 355 (115th), H.R. 4523 (115th), H.R. 5282 (115th), H.R. 78 (115th), S. 1383 (115th), H.R. 4610 (115th), H.R. 2823 (115th), S. 2526 (115th), S. 223 (115th), S. 868 (115th), H.R. 2055 (115th), H.R. 4524 (115th), H.R. 854 (115th)

Financial Institutions/Investments/Securities FIN

H.R. 10, H.R. 4061, S. 2155, H.R. 3861 - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight. No Bill # - Issues relating to U.S. - EU Covered Agreement H.R. 4537 - International Insurance Standards Act of 2017 S. 1360 - International Insurance Capital Standards Accountability Act of 20177 No Bill # - Financial Stability Oversight Council Reform No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017)and forthcoming Fintech report. H.R. 2954 - Home Mortgage Disclosure Adjustment Act No Bill # - GSE and FHA Housing Finance Reform H.R. 3861 - Federal Insurance Reform Act H.R. 4061 - Financial Stability Oversight Council Improvement Act H.R. 1625 - Consolidated Appropriations Act 2018l NFIP extension through July 23 No Bill # - Capital Requirements for Supervised Institutions Significantly Engaged in Insurance Activities (RIN 7100 AE 53, June 14, 2016) H.R. 5666 - Primary Regulators of Insurance Voting Act of 2018 No Bill # - Presidential Memorandum on FSOC Reform (April 21, 2017) and Treasury Report (November 2017)

Contacted: Labor, Dept of (DOL); Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); Federal Reserve System; SENATE; Consumer Financial Protection Bureau (CFPB); HOUSE OF REPRESENTATIVES; Office of Management & Budget (OMB); Federal Housing Finance Agency (FHFA); Federal Highway Administration (FHA); Treasury, Dept of

Bills named: S. 2155 (115th), H.R. 5666 (115th), H.R. 4061 (115th), H.R. 4537 (115th), H.R. 1625 (115th), S. 1360 (115th), H.R. 2954 (115th), H.R. 10 (115th), H.R. 3861 (115th)