3rd Quarter - Report — NASDAQ, INC. for NASDAQ INC (2014)

Firm

NASDAQ, INC.

Client

NASDAQ INC

Income

—

Expenses

$323,644

Expense method

C: businesses, Internal Revenue Code section 162(e)

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Transparency and conflicts of interest in the proxy advisory industry SEC Conflict Minerals Rule Incentives for the trading of small cap stocks/ETFs -- H.R. 3448 Repatriation/tax reform -- Chairman Camp's Draft The Jobs Act -- H.R. 4200, H.R. 454, H.R. 4571, HR. 4569, H.R. 4570, H.R. 4465 Highly skilled workers -- immigration reform -- S.744, H.R. 714, H.R. 3163, H.R. 2131, H.R. 15 Taxation of securities transactions/tax treatment of options contracts -- Chairman Camp's Draft Security market structure and price transparency SEC policies during turbulent market conditions Proprietary ownership and distributions of market data Corporate governance issues CyberSecurity and system infrastructure -- H.R. 624, Senate Cybersecurity Information Sharing Act The operation of technology, computer trading

Lobbyist	Covered position, as disclosed
TERRY G CAMPBELL	—

Contacted: Commodity Futures Trading Commission (CFTC); Treasury, Dept of; HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC)

Bills named: H.R. 714 (113th), H.R. 3448 (113th), H.R. 4465 (113th), H.R. 15 (113th), H.R. 624 (113th), H.R. 4200 (113th), H.R. 4569 (113th), H.R. 4570 (113th), H.R. 2131 (113th), H.R. 3163 (113th), S. 744 (113th), H.R. 4571 (113th), H.R. 454 (113th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.