2nd Quarter - Report

INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE

Firm
Client
Income
—
Expenses
$1,170,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Budget/Appropriations BUD

Raising the Federal Debt Limit

LobbyistCovered position, as disclosed
DEAN R SACKETT —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Retirement RET

S. 267 Lifetime Income Disclosure Act (Bingaman) S. 1121 Savings Enhancement by Alleviating Leakage in 401(k) Savings Act of 2011 H.R. 677 Lifetime Income Disclosure Act (Holt) DOL Fiduciary Definition Target Date Funds 401(k) Fee Disclosure Securities Lending in Retirement Plans

LobbyistCovered position, as disclosed
DONALD C AUERBACH —
PETER J GUNAS —
ALLEN HUFFMAN —
DEAN R SACKETT —
NETONIS WYBENSINGER —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 677 (112th), S. 267 (112th), S. 1121 (112th)

Financial Institutions/Investments/Securities FIN

S. 366 Iran Transparency and Accountability Act of 2011 S. 799 Commercial Privacy Bill of Rights Act of 2011 S. 913 Do-Not-Track Online Act of 2011 S. 1199 Protecting the Privacy of Social Security Numbers Act S. 1207 Data Security and Breach Notification Act of 2011 H.R. 31 Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act H.R. 344 Fiscal Responsibility Effective Enforcement Act of 2011 H.R. 653 Financial Information Privacy Act of 2011 H.R. 654 Do Not Track Me Online Act of 2011 H.R. 940 United States Covered Bond Act of 2011 H.R. 1182 GSE Bailout Elimination and Taxpayer Protection Act H.R. 1221 Equity in Government Compensation Act H.R. 1222 GSE Subsidy Elimination Act H.R. 1223 GSE Credit Risk Equitable Treatment Act H.R. 1224 GSE Portfolio Risk Reduction Act H.R. 1225 GSE Debt Issuance Approval Act H.R. 1226 GSE Mission Improvement Act H.R. 1227 GSE Risk and Activities Limitation Act H.R. 1528 Consumer Privacy Protection Act of 2011 H.R. 1539 Asset-Backed Market Stabilization Act of 2011 H.R. 1573 Delay Implementation of Title VII of Dodd-Frank Act H.R. 1841 Data Accountability and Trust Act of 2011 H.R. 1859 Housing Finance Reform Act of 2011 H.R. 2308 SEC Regulatory Accountability Act CFTC Rule 4.5 Money Market Mutual Funds Dodd-Frank Whistleblower Rule Derivatives/Swap Execution Facilities Secure and Fortify Electronic Data Act

LobbyistCovered position, as disclosed
DONALD C AUERBACH —
DEAN R SACKETT —
NETONIS WYBENSINGER —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 1224 (112th), H.R. 1539 (112th), H.R. 344 (112th), H.R. 1841 (112th), H.R. 1573 (112th), H.R. 1182 (112th), H.R. 654 (112th), H.R. 1221 (112th), H.R. 653 (112th), H.R. 1227 (112th), H.R. 1223 (112th), S. 799 (112th), H.R. 1222 (112th), H.R. 1859 (112th), H.R. 1225 (112th), H.R. 1528 (112th), H.R. 2308 (112th), S. 1199 (112th), H.R. 31 (112th), S. 366 (112th), H.R. 1226 (112th), S. 1207 (112th), S. 913 (112th), H.R. 940 (112th)

Taxation/Internal Revenue Code TAX

S. 347 Public Employee Pension Transparency Act S. 727 Bipartisan Tax Fairness and Simplification Act of 2011 H.R. 567 Public Employee Pension Transparency Act H.R. 2003 Taxing Speculators Out of the Oil Market Act

LobbyistCovered position, as disclosed
DONALD C AUERBACH —
PETER J GUNAS —
ALLEN HUFFMAN —
DEAN R SACKETT —
NETONIS WYBENSINGER —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: S. 727 (112th), H.R. 2003 (112th), H.R. 567 (112th), S. 347 (112th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.