3rd Quarter - Report
UBS AMERICAS INC. for UBS AMERICAS INC
Firm
Client
Income
—
Expenses
$100,000
Expense method
A: Lobbying Disclosure Act definitions
What was lobbied
3 issue areas, each in the filer's own words, with who lobbied on it and where.
Government Issues GOV
HR 5175- DISCLOSE Act
| Lobbyist | Covered position, as disclosed |
|---|---|
| ANANIAS BLOCKER | — |
Financial Institutions/Investments/Securities FIN
S. 3217/HR 4173- Financial services regulatory reform legislation HR 5043- Private Student Loan Bankruptcy Fairness Act of 2010 Regulatory implementation of Dodd-Frank swap provisions
Foreign entity interest: UBS AG has an interest in S. 3217 and HR 4173
| Lobbyist | Covered position, as disclosed |
|---|---|
| ANANIAS BLOCKER | — |
| DICK RIBBENTROP | — |
| PETER ROWAN | — |
| JOHN SAVERCOOL | — |
Taxation/Internal Revenue Code TAX
Proposal to implement a bank tax
| Lobbyist | Covered position, as disclosed |
|---|---|
| PETER ROWAN | — |
Foreign entities
Foreign owners and affiliates the filer disclosed. Amounts are as declared on this filing.
| Entity | Country | Principal place of business | Ownership | Contribution declared |
|---|---|---|---|---|
| UBS AG | Switzerland | Switzerland | 100.0% | — |
Affiliated organisations
| Organisation | Location |
|---|---|
| UBS FINANCIAL SERVICES | Weehawken, NJ, US |
| UBS GLOBAL AM (AMERICAS) | Chicago, IL, US |
| UBS SECURITIES LLC | Stamford, CT, US |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.