1st Quarter - Report

NOVARTIS for NOVARTIS

Firm
Client
Income
—
Expenses
$2,580,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

5 issue areas, each in the filer's own words, with who lobbied on it and where.

Trade (domestic/foreign) TRD

Free Trade Agreements: - Intellectual Property Provisions - Free Trade Agreements Access to Medicines Global Health IssuesIndia IP Trans-Pacific Partnership FTA Sub-standards Medicines Quality of Medicines

Foreign entity interest: Novartis AG to the degree that public policies, either laws or regulations, commercially benefit Novartis Corporation, so too Novartis AG, as its parent, will benefit.

LobbyistCovered position, as disclosed
DAVID DRAKE —
SARAH HALLER —
SHAWN O'NEAIL —

Contacted: Commerce, Dept of (DOC); U.S. Agency for International Development (USAID); U.S. Trade Representative (USTR); SENATE; State, Dept of (DOS); HOUSE OF REPRESENTATIVES

Taxation/Internal Revenue Code TAX

S1128 Preserving Access to Orphan Drugs Act of 2013 H.R.2315 Preserving Access to Orphan Drugs Act of 2013

Foreign entity interest: Novartis AG to the degree that public policies, either laws or regulations, commercially benefit Novartis Corporation, so too Novartis AG, as its parent, will benefit.

LobbyistCovered position, as disclosed
DANIEL CASSERLY —
DAVID DRAKE —
SARAH HALLER —
BRENDA J LUCKRITZ —
SHAWN O'NEAIL —
KATHERINE SOLON —

Contacted: HOUSE OF REPRESENTATIVES; U.S. Trade Representative (USTR); Commerce, Dept of (DOC); State, Dept of (DOS); SENATE; U.S. Agency for International Development (USAID)

Bills named: H.R. 2315 (113th)

Medicare/Medicaid MMM

Access to Life Saving Medicines Act Provide Medicare Part B Coverage for Vaccines Covered under Part D Medicaid Coverage of Vaccines

Foreign entity interest: Novartis AG to the degree that public policies, either laws or regulations, commercially benefit Novartis Corporation, so too Novartis AG, as its parent, will benefit.

LobbyistCovered position, as disclosed
DANIEL CASSERLY —
DAVID DRAKE —
SARAH HALLER —
BRENDA J LUCKRITZ —
SHAWN O'NEAIL —
KATHERINE SOLON —

Contacted: HOUSE OF REPRESENTATIVES; Commerce, Dept of (DOC); SENATE; U.S. Trade Representative (USTR); U.S. Agency for International Development (USAID); State, Dept of (DOS)

Health Issues HCR

Gene Therapy Personalized Medicine Section 9008 of Patient Protection and Affordable Care Act Dextromethorphan - Age Restrictions - Controlling bulk shipments - PACT ActFSA/HSA - Support reinstating coverage of OTC products HR 351/S 351 - Medicine Decisions Act of 2011 (IPAB) 340B Drug Discount Program Dual Eligibles Program DQSA Implementation (Track & Trace) Certified Importer Program MDUFA (Medical Device User Fee Act) Implementation Medical Device Tax Repeal Drug Importation Limitations on lawful use of caffeine Reimbursement for medical devices GMP related to manufacturing sites Federal BTC and GMO labeling laws

Foreign entity interest: Novartis AG to the degree that public policies, either laws or regulations, commercially benefit Novartis Corporation, so too Novartis AG, as its parent, will benefit.

LobbyistCovered position, as disclosed
DANIEL CASSERLY —
DAVID DRAKE —
SARAH HALLER —
BRENDA J LUCKRITZ —
SHAWN O'NEAIL —
KATHERINE SOLON —

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Commerce, Dept of (DOC); U.S. Agency for International Development (USAID); U.S. Trade Representative (USTR); State, Dept of (DOS)

Bills named: H.R. 351 (113th)

Budget/Appropriations BUD

Pandemic Influenza Funding FDA Appropriations funding for Generic Drugs Certified Importer Program (CIP) FY 2013 - Labor HHS Appropriations Bill - FY 2014 Labor HHS Appropriations Bill

Foreign entity interest: Novartis AG to the degree that public policies, either laws or regulations, commercially benefit Novartis Corporation, so too Novartis AG, as its parent, will benefit.

LobbyistCovered position, as disclosed
DANIEL CASSERLY —
DAVID DRAKE —
SARAH HALLER —
BRENDA J LUCKRITZ —
SHAWN O'NEAIL —
KATHERINE SOLON —

Contacted: State, Dept of (DOS); HOUSE OF REPRESENTATIVES; Commerce, Dept of (DOC); SENATE; U.S. Agency for International Development (USAID); U.S. Trade Representative (USTR)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.