3rd Quarter - Report — THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION (2020)

Firm

THE OPTIONS CLEARING CORPORATION

Client

OPTIONS CLEARING CORPORATION

Income

—

Expenses

$310,000

Expense method

C: businesses, Internal Revenue Code section 162(e)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019.

Lobbyist	Covered position, as disclosed
JULIE BAUER	—
JAMES HALL	—

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE; Internal Revenue Service (IRS); Commodity Futures Trading Commission (CFTC); Federal Reserve System; Treasury, Dept of

Bills named: H.R. 1516 (116th), S. 647 (116th), H.R. 2923 (116th), S. 1587 (116th)

Financial Institutions/Investments/Securities FIN

Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 4233.

Lobbyist	Covered position, as disclosed
JULIE BAUER	—
JAMES HALL	—
DANIEL SCHRAMM	—

Contacted: Commodity Futures Trading Commission (CFTC); Treasury, Dept of; Securities & Exchange Commission (SEC); Federal Reserve System; SENATE; HOUSE OF REPRESENTATIVES; Internal Revenue Service (IRS)

Bills named: H.R. 4233 (116th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.