2nd Quarter - Report

TRANSAMERICA COMPANIES for TRANSAMERICA COMPANIES

Firm
Client
Income
—
Expenses
$300,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

5 issue areas, each in the filer's own words, with who lobbied on it and where.

Insurance INS

Public Law 111-203, H.R. 4173- Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. Captive Reinsurance Transactions, Insurance Capital Standards and Global Capital Standards. Implementation of S. 2270 - Insurance Capital Standards Clarification Act of 2014. The bill would give the Federal Reserve the authority to tailor capital standards for insurance companies subject to Fed supervision. Issue: Capital Standards, Basel III H.R. 1832 - Insurance Fairness for First Responders Act of 2019. The bill would establish minimum standards relating to a factor for life insurance eligibility and rates. Issue: underwriting. H.R. 1595/S.___ - Secure and Fair Enforcement Banking Act. Issue: Insurance companies working with legitimate marijuana businesses. S.__ - Draft legislation regarding the business of insurance regulatory reform act. Issue: Insurance exclusion from CFPB jurisdiction. H.R./S.__ - Draft legislation regarding the nonvoting insurance member on FSOC receiving a vote. Issue: FSOC reform. H.R.S.__ - Draft legislation regarding Federal Reserve Board supervision of insurance companies. Issue: National Association of Registered Agents and Brokers (NARAB) board. No bill number assigned.

LobbyistCovered position, as disclosed
JEANNE DE CERVENS —
MAURICE PERKINS —
ANNE G WEBB —

Contacted: Treasury, Dept of; Natl Economic Council (NEC); SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 1595 (116th), S. 2270 (116th), H.R. 1832 (116th), H.R. 4173 (116th)

Financial Institutions/Investments/Securities FIN

Public Law 111-203, H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. Captive Reinsurance Transactions, Insurance Capital Standards and Global Capital Standards. Roles of federal and state agencies at the International Association of Insurance Supervisors and the Financial Stability Board. Implementation of S. 2270 - Insurance Capital Standards Clarification Act of 2014. The bill would give the Federal Reserve the authority to tailor capital standards for insurance companies subject to Fed supervision. Issue: Capital Standards* Implementation of S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act. Issue: Implementation and regulatory reform of the financial services industry. H.R. 1815 - SEC Disclosure Effectiveness Test Act. Issue: SEC investor testing. H.R. 1862/S.1586 - Federal Insurance Office Abolishment Act of 2019. Issue: FIO reform. H.R. 3561/S. 603 - Financial Stability Oversight Council Improvement Act of 2019. Issue FSOC reform. H.R. 1595/S.___ - Secure and Fair Enforcement Banking Act. Issue: Insurance companies working with legitimate marijuana businesses. H.R. 3351- Financial Services and General Government Appropriations Act, 2020. Issue: Making appropriations for financial services and general government for the fiscal year ending September 30, 2020. H.R. 3614 - Restricting Use of Credit Checks for Employment Decisions Act. Issue: ban the use of credit information for most employment decisions. H.R.__ - Clarity in Credit Score Formation Act. Issue: Establishing clear federal oversight of the development of credit scoring models. Issue: Making Diversity and Inclusion Efforts more Intentional. No bill number assigned. Issue: Unclaimed life insurance products. No bill number assigned. Issue: Covered agreement on prudential measures with respect to the business of insurance and reinsurance. No bill number assigned. Issue: Government Sponsored Enterprises (GSE) reform. No bill number assigned.

Foreign entity interest: Aegon N.V., a Netherlands company and the parent company of Transamerica, has an interest in the outcome of the International Capital Standards.

LobbyistCovered position, as disclosed
JEANNE DE CERVENS —
MAURICE PERKINS —
ANNE G WEBB —

Contacted: SENATE; Natl Economic Council (NEC); Treasury, Dept of; HOUSE OF REPRESENTATIVES

Bills named: H.R. 4173 (116th), H.R. 3561 (116th), H.R. 3614 (116th), S. 2155 (116th), H.R. 1595 (116th), H.R. 3351 (116th), S. 1586 (116th), H.R. 1862 (116th), S. 603 (116th), H.R. 1815 (116th), S. 2270 (116th)

Taxation/Internal Revenue Code TAX

Technical corrections to the Tax Cuts and Jobs Act (bill not introduced) Tax Extenders: H.R. 3301 (no Senate bill introduced yet) Life Insurance Tax Simplification Proposals (no bill introduced yet)

LobbyistCovered position, as disclosed
JEANNE DE CERVENS —
MAURICE PERKINS —
ANNE G WEBB —

Contacted: SENATE; Treasury, Dept of; Natl Economic Council (NEC); HOUSE OF REPRESENTATIVES

Bills named: H.R. 3301 (116th)

Retirement RET

Retirement Security 1.H.R.1007 - Retirement Enhancement and Savings Act of 2019 (RESA). Issue: retirement security reforms 2.S. 972, Retirement Enhancement and Savings Act of 2019 (RESA). Issue: retirement security reforms 3.H.R. 1439, the Increasing Access to a Secure Retirement Act Issue: Provides a fiduciary safe harbor to the selection of an annuity provider. 4.H.R.1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 (SECURE). Issue: retirement security reforms 5.H.R. 1993, Providing Retirement Security to Workers in Small Businesses, Cooperatives, and Service Organizations Act of 2019. Issue: Retirement Security, Open Multiple Employer Plans. 6.Saving for the Future Act. Issue: Mandated retirement account employer match. 7.S. 321, the Retirement Security Act of 2019. Issue: Allows for open MEPs. 8.S. 1431: Retirement Security and Savings Act of 2019. Retirement Security. 9.S. 1428 Retirement Parity for Student Loans Act, Student Loan Retirement Match. 10.S.1011 The Small Business Employees Retirement Enhancement Act, Open MEPs. 11.S.1020 The Retirement Flexibility Act, Retirement Security, automatic enrollment/escalation. 12.S.1019: The Strengthening Financial Security Through Short-Term Savings Act, Retirement Security. Addresses retirement plan leakage. 13.S. 1018: The Refund to Rainy Day Savings Act, Retirement Savings. Utilizes tax return for retirement savings. 14. New Democrat proposals in its Social Contract for the 21st Century 15. Portable benefits issues Income Security 16.H.R.1185 - FAMILY Act. Issue: paid family and medical leave 17.H.R.1940 - New Parents Act of 2019. Issue: paid family and medical leave 18.H.R.2163 - To amend the Internal Revenue Code of 1986 to allow for tax-advantaged distributions from health savings accounts during family or medical leave, and for other purposes. Issue: paid family and medical leave 19.S.463 - FAMILY Act. Issue: paid family and medical leave 20.S.920 - New Parents Act of 2019. Issue: paid family and medical leave 21.Discussion draft - CRADLE Act. Issue: paid family and medical leave 22.Proposed FY 2020 Budget proposal on paid family and medical leave. Issue: paid family and medical leave

LobbyistCovered position, as disclosed
JEANNE DE CERVENS —
MAURICE PERKINS —
ANNE G WEBB —

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Natl Economic Council (NEC); Treasury, Dept of

Bills named: H.R. 1940 (116th), S. 1018 (116th), S. 1020 (116th), H.R. 1439 (116th), H.R. 1185 (116th), S. 1011 (116th), S. 972 (116th), H.R. 2163 (116th), H.R. 1007 (116th), S. 1431 (116th), H.R. 1994 (116th), S. 321 (116th), S. 920 (116th), S. 1019 (116th), H.R. 1993 (116th), S. 1428 (116th), S. 463 (116th)

Consumer Issues/Safety/Products CSP

Public Law 111-203, H.R. 4173- Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation, Global Capital Standards and Regulatory reform. H.R. __ - Online Privacy Act. Issue: Privacy/data security H.R. 2013 - Information Transparency and Personal Data Control Act. Issue: Privacy/data security Issue: Draft legislation that would require notice of data security breaches. Issue: Cybersecurity and Privacy. Issue: Senate Banking Committee request for information on privacy legislative initiative

LobbyistCovered position, as disclosed
JEANNE DE CERVENS —
MAURICE PERKINS —
ANNE G WEBB —

Contacted: Treasury, Dept of; HOUSE OF REPRESENTATIVES; Natl Economic Council (NEC); SENATE

Bills named: H.R. 4173 (116th), H.R. 2013 (116th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.