2nd Quarter - Report

THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION

Firm
Client
Income
—
Expenses
$110,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; H.R. 2419, Food, Conservation, and Energy Act of 2008, Title XIII, all provisions relating to portfolio margining; H.R.____, Securities Act of 2008 (Committee Print), Sec. 9, Securities Investor Protection Act of 1970 Amendments; Memorandum of Understanding Between the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission Regarding Coordination in Areas of Common Regulatory Interest, March 11, 2008, resolution of customer protection issues presented by customer portfolio margining accounts; The Department of the Treasury Blueprint for a Modernized Financial Regulatory Structure March 2008, futures and securities recommendations; Clearing and risk management for over-the-counter derivative products

LobbyistCovered position, as disclosed
BRADLEY EDGELL —
SUSAN MILLIGAN —
GREG W THOMAS —

Contacted: HOUSE OF REPRESENTATIVES; Treasury, Dept of; SENATE; Federal Reserve System; Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC)

Bills named: H.R. 2419 (110th)

Homeland Security HOM

Financial Services Sector Coordinating Council, financial services critical infrastructure business continuity operations, including telecommuting, during a pandemic influenza outbreak

LobbyistCovered position, as disclosed
BRADLEY EDGELL —
SUSAN MILLIGAN —

Contacted: Treasury, Dept of; Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Federal Reserve System; Securities & Exchange Commission (SEC); SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.