3rd Quarter - Report

THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION

Firm
Client
Income
—
Expenses
$200,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Health and function of the listed options industry; Financial Innovation and Technology for the 21st Century Act (H.R.4763) as it pertains to options contracts and potential affects on options markets; Digital asset market structure draft bill as it pertains to the definition of options contracts; Clarity Act (H.R. 3633) as it pertains to the definition of options contracts.

LobbyistCovered position, as disclosed
JULIE BAUER —
JAMES HALL —
DANIEL SCHRAMM —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 4763 (119th), H.R. 3633 (119th)

Taxation/Internal Revenue Code TAX

S.2621, the Modernization of Derivatives Tax Act of 2021

LobbyistCovered position, as disclosed
JULIE BAUER —
JAMES HALL —
DANIEL SCHRAMM —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: S. 2621 (119th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.