2nd Quarter - Report — THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION (2016)

Firm

THE OPTIONS CLEARING CORPORATION

Client

OPTIONS CLEARING CORPORATION

Income

—

Expenses

$244,520

Expense method

C: businesses, Internal Revenue Code section 162(e)

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Impact of DOL Fiduciary Proposal under ERISA; CFTC Reauthorization; Qualified Central Counterparty Recognition; and possible amendment to Exchange Act regarding NMS plans.

Lobbyist	Covered position, as disclosed
JOSEPH P CORCORAN	—
JAMES HALL New	—

Contacted: Treasury, Dept of; Commodity Futures Trading Commission (CFTC); SENATE; Internal Revenue Service (IRS); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC)

Taxation/Internal Revenue Code TAX

Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; House Ways and Means Committee Draft Financial Products Tax Reform Legislation.

Lobbyist	Covered position, as disclosed
JOSEPH P CORCORAN	—
JAMES HALL New	—

Contacted: Commodity Futures Trading Commission (CFTC); SENATE; Securities & Exchange Commission (SEC); Internal Revenue Service (IRS); Treasury, Dept of; HOUSE OF REPRESENTATIVES

Labor Issues/Antitrust/Workplace LBR

Impact of DOL Fiduciary Proposal under ERISA

Lobbyist	Covered position, as disclosed
JOSEPH P CORCORAN	—
JAMES HALL	—

Contacted: SENATE; Commodity Futures Trading Commission (CFTC); Treasury, Dept of; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Internal Revenue Service (IRS)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.