2nd Quarter - Report

NASDAQ, INC. for NASDAQ INC

Firm
Client
Income
—
Expenses
$360,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

General issues relating to the following: Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, HR 5311 - Corporate Governance Reform and Transparency Act of 2016; Trading and listings standards needed for a U.S. Venture Exchange, HR 4638 - Main Street Growth Act; Cross border regulatory issues between the U.S. and Europe; SEC Conflict Minerals Rule; Incentives for the trading of small cap stocks/ETFs; Repatriation/tax reform; Implementation and expansion of the Jobs Act/capital formation agenda/IPOs; Highly skilled workers -- immigration reform; Taxation of securities transactions/tax treatment of options contracts; Security market structure, Regulation NMS and price discovery; Proprietary ownership and distribution of market data; Corporate governance issues; and Cyber Security and system infrastructure.

LobbyistCovered position, as disclosed
JAMEEL WILLIAM AALIM-JOHNSON —
TERRY G CAMPBELL —
LAURA NOLAN New Staff Assistant/Legislative Correspondent - Rep. Frank LoBiondo (2011-2013)

Contacted: Commodity Futures Trading Commission (CFTC); SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Treasury, Dept of

Bills named: H.R. 4638 (114th), H.R. 5311 (114th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.