3rd Quarter - Report

FINANCIAL SERVICES FORUM for FINANCIAL SERVICES FORUM

Firm
Client
Income
—
Expenses
$500,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

General issues related to corporate and international tax reform, and taxation of financial products Implementation of 2017 tax revision (Public Law 115-97)

LobbyistCovered position, as disclosed
KEVIN FROMER —
TIFFANY HAAS —
ROBERT MITCHELL PRIBBLE —
BRETT QUICK —

Contacted: Consumer Financial Protection Bureau (CFPB); Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); U.S. Trade Representative (USTR); Federal Deposit Insurance Corporation (FDIC); Natl Security Council (NSC); SENATE; Commerce, Dept of (DOC); White House Office; Treasury, Dept of; Homeland Security, Dept of (DHS); Office of the Comptroller of the Currency (OCC); Federal Reserve System; Natl Economic Council (NEC)

Trade (domestic/foreign) TRD

Issues related to promoting economic growth through international engagement, trade and exports Issues related to economic engagement with China to promote the liberalization of China's financial markets, U.S.-China Bilateral Investment Treaty, digital trade, and cross-border data flows

LobbyistCovered position, as disclosed
KEVIN FROMER —
TIFFANY HAAS —
ROBERT MITCHELL PRIBBLE —
BRETT QUICK —

Contacted: Securities & Exchange Commission (SEC); Office of the Comptroller of the Currency (OCC); Federal Reserve System; Natl Security Council (NSC); Federal Deposit Insurance Corporation (FDIC); U.S. Trade Representative (USTR); Consumer Financial Protection Bureau (CFPB); Treasury, Dept of; Homeland Security, Dept of (DHS); HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); White House Office; Natl Economic Council (NEC); SENATE; Commerce, Dept of (DOC)

Homeland Security HOM

Issues related to cyber security, including information sharing; regulatory harmonization; and data security

LobbyistCovered position, as disclosed
KEVIN FROMER —
TIFFANY HAAS —
ROBERT MITCHELL PRIBBLE —
BRETT QUICK —

Contacted: Consumer Financial Protection Bureau (CFPB); Treasury, Dept of; HOUSE OF REPRESENTATIVES; White House Office; Federal Deposit Insurance Corporation (FDIC); Commerce, Dept of (DOC); Office of the Comptroller of the Currency (OCC); U.S. Trade Representative (USTR); Natl Security Council (NSC); Federal Reserve System; SENATE; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); Natl Economic Council (NEC); Homeland Security, Dept of (DHS)

Financial Institutions/Investments/Securities FIN

Issues related to the implementation and regulatory review of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Public Law 111-203), including: capital and liquidity standards, such as proposals on the enhanced supplementary leverage ratio and stress capital buffer, the countercyclical capital buffer, and the capital surcharge for global systemically important banks; total loss-absorbing capacity; and the Volcker Rule Issues related to inter-affiliate margin Issues related to brokered deposits Prudential regulatory matters with the U.S. agencies and international standard setting bodies, including implementation of the Basel III capital and liquidity framework Derivatives regulation, including agency coordination and harmonization Issues related to bank supervision and expectations S. 647 / H.R. 1516 - Wall Street Tax Act of 2019 H.R. 2513 - Corporate Transparency Act of 2019 Megabank Oversight Act

LobbyistCovered position, as disclosed
KEVIN FROMER —
TIFFANY HAAS —
ROBERT MITCHELL PRIBBLE —
BRETT QUICK —

Contacted: White House Office; Homeland Security, Dept of (DHS); SENATE; Natl Security Council (NSC); U.S. Trade Representative (USTR); HOUSE OF REPRESENTATIVES; Consumer Financial Protection Bureau (CFPB); Office of the Comptroller of the Currency (OCC); Federal Reserve System; Natl Economic Council (NEC); Federal Deposit Insurance Corporation (FDIC); Commerce, Dept of (DOC); Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); Treasury, Dept of

Bills named: S. 647 (116th), H.R. 1516 (116th), H.R. 2513 (116th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.