2nd Quarter - Report

MANAGED FUNDS ASSOCIATION for MANAGED FUNDS ASSOCIATION

Firm
Client
Income
—
Expenses
$1,100,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Bankruptcy BNK

Bankruptcy Reform Legislation

LobbyistCovered position, as disclosed
BENJAMIN ALLENSWORTH —
RICHARD H BAKER —
LOUIS A COSTANTINO —
LARA MARIN DRISCOE New Legislative Director, Representative Frank Guinta(R-NH); Senior Legislative Assistant, Representative Ann Wagner(R-MO); Legislative Assistant, Representative Kevin Yoder(R-KS).
ROGER M HOLLINGSWORTH —
DAVID M LANDERS —
SARAH MORGAN —

Contacted: Securities & Exchange Commission (SEC); Treasury, Dept of; Commodity Futures Trading Commission (CFTC); SENATE; HOUSE OF REPRESENTATIVES

Financial Institutions/Investments/Securities FIN

Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Legislative oversight of implementation of the Jumpstart Our Business Startups Act of 2012. Regulation and oversight of investment advisers. Financial services regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic trading and algorithmic trading. Capital Formation Legislation. Self Regulatory Organization Governance.

LobbyistCovered position, as disclosed
BENJAMIN ALLENSWORTH —
RICHARD H BAKER —
LOUIS A COSTANTINO —
LARA MARIN DRISCOE New Legislative Director, Representative Frank Guinta(R-NH); Senior Legislative Assistant, Representative Ann Wagner(R-MO); Legislative Assistant, Representative Kevin Yoder(R-KS).
ROGER M HOLLINGSWORTH —
DAVID M LANDERS —
SARAH MORGAN —

Contacted: HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); Treasury, Dept of; SENATE; Securities & Exchange Commission (SEC)

Agriculture AGR

Legislative oversight of implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Commodities and derivatives regulatory reform in non-U.S. jurisdictions. Commodity Exchange Act Reauthorization issues, including: -Protection of Customer Collateral -Oversight of Commodity Pool Operators -Protections for Sensitive and Proprietary Data -Position Limits -International Coordination -CFTC/SEC Coordination of CTA, CPO Oversight and Data Collection H.R. 1954 - To align exemptions for general solicitation of investment in commodity pools similar to the exemption provided for general solicitation of securities under the Jumpstart Our Business Startups Act. H.R. 2289 - To reauthorize the Commodity Futures Trading Commission, to better protect futures customers, to provide end-users with market certainty, to make basic reforms to ensure transparency and accountability at the Commission, to help farmers, ranchers, and end-users manage risks, to help keep consumer costs low, and for other purposes.

LobbyistCovered position, as disclosed
BENJAMIN ALLENSWORTH —
RICHARD H BAKER —
LOUIS A COSTANTINO —
LARA MARIN DRISCOE New Legislative Director, Representative Frank Guinta(R-NH); Senior Legislative Assistant, Representative Ann Wagner(R-MO); Legislative Assistant, Representative Kevin Yoder(R-KS).
ROGER M HOLLINGSWORTH —
DAVID M LANDERS —
SARAH MORGAN —

Contacted: Treasury, Dept of; Securities & Exchange Commission (SEC); SENATE; Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES

Bills named: H.R. 1954 (114th), H.R. 2289 (114th)

Taxation/Internal Revenue Code TAX

Carried Interest/Enterprise Value Regulation of passive investment in U.S. securities and other assets by non-U.S. investors. Tax reform in non-U.S. jurisdictions. Pending legislation on international tax reform. Management and Control Unrelated Business Income Tax (UBIT) Legislative oversight of implementation of rules under 871(m) of the Tax Code. S.Con.Res.11 - Establishes the congressional budget for the federal government for FY2016 and sets forth budgetary levels for FY2017-FY2025. H.Con.Res.27 - Establishing the budget for the United States Government for fiscal year 2016 and setting forth appropriate budgetary levels for fiscal years 2017 through 2025. H.R. 2821 - To amend the Internal Revenue Code of 1986 to reform partnership audit rules. H.R. 2889 - To amend the Internal Revenue Code of 1986 to provide for the proper tax treatment of personal service income earned in pass-thru entities. S.1686 - To amend the Internal Revenue Code of 1986 to provide for the proper tax treatment of personal service income earned in pass-thru entities.

LobbyistCovered position, as disclosed
BENJAMIN ALLENSWORTH —
RICHARD H BAKER —
LOUIS A COSTANTINO —
LARA MARIN DRISCOE New Legislative Director, Representative Frank Guinta(R-NH); Senior Legislative Assistant, Representative Ann Wagner(R-MO); Legislative Assistant, Representative Kevin Yoder(R-KS).
ROGER M HOLLINGSWORTH —
DAVID M LANDERS —
SARAH MORGAN —

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); Treasury, Dept of; SENATE

Bills named: S. 1686 (114th), H.R. 2821 (114th), H.Con.Res. 27 (114th), S.Con.Res. 11 (114th), H.R. 2889 (114th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.