4th Quarter - Report
RICH FEUER ANDERSON for FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD)
Firm
Income
$30,000
Expenses
—
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.
| Lobbyist | Covered position, as disclosed |
|---|---|
| JOHN A ANDERSON | Sr. Pol. Advsr., Sen. Crapo; Leg. Asst. |
| THOMAS KOONCE | Legislative Director, Rep. Brad Miller; Legislative Assistant, Rep. Stephen Neal. |
| PETER RICH | Counsel, House Energy and Commerce Committee |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.