THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Health and function of the listed options industry; operational issues related to delisting of securities; 2021 discussion draft to amend the Securities Exchange Act of 1934 to establish certain requirements with respect to retail investor options trading; discussion draft to amend the Securities Exchange Act of 1934 to reform certain requirements with respect to the registration and operation of national securities exchanges; discussion drafts to amend the Securities Exchange Act of 1934 to add certain requirements for the filing and approval of proposed rule changes by self-regulatory organizations.
| Lobbyist | Covered position, as disclosed |
|---|---|
| JULIE BAUER | — |
| JAMES HALL | — |
| DANIEL SCHRAMM | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.