3rd Quarter - Report

FMR LLC for FMR LLC

Firm
Client
Income
—
Expenses
$730,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

Tax treatment of financial products; Retirement tax incentives; health savings accounts; IABD Fiduciary Rule

LobbyistCovered position, as disclosed
JAMES F FEBEO —
ALICE JOE New —
JAMES JOHNSON —
STEPHANIE MARKIEWICZ —
SCOTT ORR —
ANDREW VERMILYE —

Contacted: Treasury, Dept of; Consumer Financial Protection Bureau (CFPB); HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC); Labor, Dept of (DOL)

Financial Institutions/Investments/Securities FIN

Equity market structure and trading regulation; systemic risk regulation; systemic risk legislation; cyber-security; Senior Safe Act; e-Delivery/e-Sign; data aggregation; MiFID II harmonization

LobbyistCovered position, as disclosed
PAMELA D EVERHART —
JAMES F FEBEO —
ALICE JOE New —
JAMES JOHNSON —
STEPHANIE MARKIEWICZ —
SCOTT ORR —
ANDREW VERMILYE —

Contacted: SENATE; Treasury, Dept of; Consumer Financial Protection Bureau (CFPB); Securities & Exchange Commission (SEC); Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES

Retirement RET

ERISA fiduciary investment advice rule; DOL state retirement plan pre-emption rule; retirement policy

LobbyistCovered position, as disclosed
JAMES F FEBEO —
ALICE JOE New —
JAMES JOHNSON —
STEPHANIE MARKIEWICZ —
SCOTT ORR New —
ANDREW VERMILYE —

Contacted: Labor, Dept of (DOL); SENATE; Treasury, Dept of; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Consumer Financial Protection Bureau (CFPB)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.