PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC

Financial Institutions/Investments/Securities FIN

H.R. 676, Identity Theft and Tax Fraud Prevention Act of 2013 - all provisions S. 534, National Association of Registered Agents and Brokers Reform Act of 2013 - all provisions S. 563, Jumpstart GSE Reform Act - multi-family provisionsH.R. 1217, Housing Finance Reform and Taxpayer Protection Act of 2013 - all provisions H.R. 2140, Insurance Capital and Accounting Standards Act of 2013 - all provisions H.J. Res. 59, Continuing Appropriations Resolution Act of 2014 - restrict access to the Social Security Death Mater File H.R. 2767, Protecting American Taxpayers and Homeowners (PATH) Act - all provisions S. 1369, To provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance and for other purposes - all provisions S. 1376, The FHA Solvency Act of 2013 - all provisions H.R. 2720, Alexis Agin Identity Theft Protection Act of 2013 - all provisions H.R. 1155, National Association of Registered Agents and Brokers Reform Act of 2013 - all provisions NO BILL, issues relating to GSE/Housing Finance Reform; focus on multi-family housing policy NO BILL, issues relating to Dodd-Frank implementation and FIO, OFR, Volker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight NO BILL, Bipartisan Budget Act of 2013 NO BILL, Dodd-Frank issues at CFTC and SEC surrounding swap-related regualtions including inter-affiliate swaps work.

Contacted: Commerce, Dept of (DOC); Treasury, Dept of; Federal Reserve System; U.S. Trade Representative (USTR); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; SENATE; State, Dept of (DOS); Office of Management & Budget (OMB); Labor, Dept of (DOL); Commodity Futures Trading Commission (CFTC)

Bills named: S. 1376 (113th), H.R. 2720 (113th), S. 563 (113th), H.R. 2140 (113th), H.R. 1155 (113th), H.J.Res. 59 (113th), S. 1369 (113th), H.R. 2767 (113th), H.R. 676 (113th), S. 534 (113th)

Taxation/Internal Revenue Code TAX

H.R. 1129/S. 1645, Mobile Workforce State Income Tax Simplification Act of 2013 - all provisions H.R. 2870, Real Estate Investment and Jobs Act of 2013 - all provisions NO BILL, Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax IssuesNO BILL, Issues relating to expanding IRC Section 420 Transfer Authority NO BILL, Issues relating to providing tax incentives for the purchase of annuities

Contacted: Commerce, Dept of (DOC); Office of Management & Budget (OMB); U.S. Trade Representative (USTR); Labor, Dept of (DOL); SENATE; Federal Reserve System; State, Dept of (DOS); Treasury, Dept of; HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC)

Bills named: H.R. 1129 (113th), S. 1645 (113th), H.R. 2870 (113th)

Consumer Issues/Safety/Products CSP

H.R. 624, Cyber Intelligence Sharing and Protection Act - All provisions

Contacted: Office of Management & Budget (OMB); Federal Reserve System; State, Dept of (DOS); Labor, Dept of (DOL); Treasury, Dept of; Commerce, Dept of (DOC); HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); U.S. Trade Representative (USTR); SENATE

Bills named: H.R. 624 (113th)

Retirement RET

H.R. 2035, Automatic IRA - all provisions NO BILL, Multiple small employer plans - issues relating to MEPs/MSEPs NO BILL, Lifetime Income Disclosure Act & Regulatory Issues - all provisionsNO BILL - Proposed DOL Fiduciary Regulations - all provisions NO BILL, GMWB Interpretive Issues in terms of possible guidance NO BILL, electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans NO BILL - Department of Labor Guidance on Self-Directed Brokerage/FAB 2012-02 Q&A 30 - issues relating to the use of self-directed brokerage by employee benefit plans NO BILL, issues relating to DOL Safe Harbor for Selection of Annuity Providers NO BILL, issues relating to target funds disclosures NO BILL, USA Retirement Plans - all provisions NO BILL, issues relating to guide/index for ERISA 408b-2 fee disclosures

Contacted: Office of Management & Budget (OMB); State, Dept of (DOS); Federal Reserve System; U.S. Trade Representative (USTR); SENATE; Labor, Dept of (DOL); Treasury, Dept of; Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Commerce, Dept of (DOC)

Bills named: H.R. 2035 (113th)

Trade (domestic/foreign) TRD

NO BILL, Trans Pacific Partnership - Japan entry into TPP and negotiations NO BILL, Issues relating to privatization of Japan Postal Life Insurance Company (KAMPO) NO BILL, Issues relating to Japan insurance regulatory reform NO BILL, Issues relating to Transparency and market access issues generally related to international insurance & investment optionsNO BILL, Issues relating to US-China Strategic and Economic Dialogue NO BILL, Issues relating to India financial services market access and equity ownership issues NO BILL, Issues relating to Asia-Pacific Cooperation, a multi-lateral economic and trade forum, privacy issues NO BILL, Issues relating to International Trade issues impacting US Insurance companies operating in foreign markets NO BILL, Issues related to the International Services Agreement

Contacted: State, Dept of (DOS); Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Office of Management & Budget (OMB); Commerce, Dept of (DOC); Labor, Dept of (DOL); SENATE; Treasury, Dept of; Federal Reserve System; U.S. Trade Representative (USTR)