3rd Quarter - Report

RBC CAPITAL MARKETS, LLC for RBC CAPITAL MARKETS, LLC

Period 3rd Quarter 2021 Filed Oct 20, 2021 Signed by Shawn Maher

Official filing
Firm
RBC CAPITAL MARKETS, LLC
Client
RBC CAPITAL MARKETS, LLC
Income
—
Expenses
$320,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Banking BAN

Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No. 111-203). Issues related to the Community Reinvestment Act. Issues related to the LIBOR transition.

Foreign entity interest: Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No. 111-203). Issues related to the Community Reinvestment Act. Issues related to the LIBOR transition.

LobbyistCovered position, as disclosed
SHAWN MAHER —

Contacted: HOUSE OF REPRESENTATIVES; Federal Reserve System; Securities & Exchange Commission (SEC); Treasury, Dept of; Federal Deposit Insurance Corporation (FDIC); SENATE; Office of the Comptroller of the Currency (OCC)

Financial Institutions/Investments/Securities FIN

Issues related to market structure, including Regulation NMS. Issues related to ESG/climate disclosures.

Foreign entity interest: Issues related to market structure, including Regulation NMS. Issues related to ESG/climate disclosures.

LobbyistCovered position, as disclosed
SHAWN MAHER —

Contacted: Federal Deposit Insurance Corporation (FDIC); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Federal Reserve System; SENATE; Office of the Comptroller of the Currency (OCC); Treasury, Dept of

Taxation/Internal Revenue Code TAX

Issues related to tax reform, including the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, infrastructure finance, the cap on federal deduction for state and local taxes (SALT), revisions to the Base Erosion Anti-Abuse Tax (BEAT), issues related to IRA investment limitations, issues related to a proposal to increase bank reporting requirements to the IRS, and legislation introduced in the US House and US Senate to establish a financial transactions tax.

Foreign entity interest: Issues related to tax reform, including the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, infrastructure finance, the cap on federal deduction for state and local taxes (SALT), revisions to the Base Erosion Anti-Abuse Tax (BEAT), issues related to IRA investment limitations, issues related to a proposal to increase bank reporting requirements to the IRS, and legislation introduced in the US House and US Senate to establish a financial transactions tax.

LobbyistCovered position, as disclosed
SHAWN MAHER —

Contacted: Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Office of the Comptroller of the Currency (OCC); SENATE; Federal Reserve System; Treasury, Dept of

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.