CLEARY GOTTLIEB STEEN & HAMILTON LLP for CREDIT SUISSE SECURITIES (USA) LLC
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Financial regulatory reform draft proposals - provisions relating to over-the-counter derivatives and shareholder voting on executive compensation; Proposed Rule 206(4)-5, "Pay to Play" Restrictions - ban on third party placement agents; Commodity Futures Trading Commission proposed rulemaking on whether to eliminate the bona fide hedge exemption for certain swap dealers and create a new limited risk management exemption from speculative position limits
| Lobbyist | Covered position, as disclosed |
|---|---|
| EDWARD J ROSEN New | — |
Foreign entities
Foreign owners and affiliates the filer disclosed. Amounts are as declared on this filing.
| Entity | Country | Principal place of business | Ownership | Contribution declared |
|---|---|---|---|---|
| CREDIT SUISSE GROUP AG | Switzerland | Switzerland | 100.0% | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.