4th Quarter - Report
NAPPI & HOPPE, LLC for FINANCIAL INDUSTRY REGULATORY AUTHORITY
Firm
Income
$30,000
Expenses
—
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Dodd-Frank implementation. Self-regulatory Organizations and the regulation of broker-dealers. The operation and oversight of the National Market System.
| Lobbyist | Covered position, as disclosed |
|---|---|
| CHRISTOPHER MATTHIESEN | — |
| DOUGLAS NAPPI | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.