INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE
What was lobbied
3 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
S. 139 Data Breach Notification Act S. 272 Derivatives Trading Integrity Act of 2009 S. 1073Rating Accountability and Transparency Enhancement Act of 2009 (credit rating agencies) S. 1074Shareholder Bill of Rights Act of 2009 (proxy access) S. 1276Private Fund Transparency Act of 2009 (investment adviser registration) S. 1389Fixed Indexed Annuities and Insurance Products Classification Act of 2009 S. 1490Personal Data Privacy and Security Act of 2009 S. 1691Comprehensive Derivates Regulation Act of 2009 S. 1964Mutual Fund Transparency Act of 2009 S. 2799Comprehensive Iran Sanctions, Accountability, and Divestment Act of 2009 Restoring American Financial Stability Act of 2009 (Discussion Draft) H.R. 786Make Permanent the Increase in Deposit Insurance Coverage H.R. 977Derivatives Markets Transparency and Accountability Act of 2009 H.R. 1160Money Market Fund Parity Act of 2009 H.R. 1181NRSRO Ratings for Asset Backed Securities H.R. 1327Iran Sanctions Enabling Act of 2009 (divestiture) H.R. 1669Federal Municipal Bond Marketing Support and Securitization Act of 2009 H.R. 2221Data Accountability and Trust Act (notice of breach) H.R. 2733Fixed Indexed Annuities and Insurance Products Classification Act of 2009 H.R. 2861Shareholder Empowerment Act of 2009 (proxy access) H.R. 3126Consumer Financial Protection Agency Act of 2009 H.R. 3269Corporate and Financial Institution Compensation Fairness Act of 2009 (say on pay) H.R. 3795Over-the-Counter Derivatives Markets Act of 2009 H.R. 3817Investor Protection Act of 2009 (Point of Sale Disclosure, Fiduciary Duty) H.R. 3818Private Fund Investment Advisers Registration Act of 2009 H.R. 3890Accountability and Transparency in Rating Agencies Act H.R. 3996Financial Stability Improvement Act of 2009 (Systemic Risk Regulator) H.R. 4173Wall Street Reform and Consumer Protection Act of 2009 Money Market Mutual Fund Regulation Municipal Bonds (Frank)
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| PETER J GUNAS | — |
| DEAN R SACKETT | — |
| MARA LYNN SHRECK | — |
| FRANCES STADLER | — |
Taxation/Internal Revenue Code TAX
S. 1082 GROWTH ACT S. 1297Retirement Security for Life Act of 2009 (annuities) S. 1934Foreign Account Tax Compliance Act of 2009 H.R. 2748Retirement Security Needs Lifetime Pay Act of 2009 (annuities) H.R. 3429GROWTH Act H.R. 3933Foreign Account Tax Compliance Act of 2009 H.R. 4126Retirement Fairness Act of 2009 (retirement plan nondiscrimination) H.R. 4191Let Wall Street Pay for the Restoration of Main Street Act (securities transaction tax) H.R. 4213Tax Extenders Act of 2009 (flow-through) H.R. 4337Regulated Investment Company Modernization Act of 2009 Automatic Payroll Deduction IRA
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| KAREN LAU GIBIAN | — |
| PETER J GUNAS | — |
| MICHAEL L HADLEY | — |
| JAMES R HART | — |
| KEITH LAWSON | — |
| DEAN R SACKETT | — |
Retirement RET
S. 401 Defined Contribution Fee Disclosure Act of 2009 S. 2832Lifetime Income Disclosure Act Target Date Funds (Kohl) H.R. 2779Defined Contribution Plan Fee Transparency Act of 2009 H.R. 2989401(k) Fair Disclosure and Pension Security Act of 2009 H.R. 4146Sensible Transparency for Retirement Plans Act of 2009
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| PETER J GUNAS | — |
| MICHAEL L HADLEY | — |
| JAMES R HART | — |
| DEAN R SACKETT | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.