3rd Quarter - Report — THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION (2017)

Firm

THE OPTIONS CLEARING CORPORATION

Client

OPTIONS CLEARING CORPORATION

Income

—

Expenses

$390,000

Expense method

C: businesses, Internal Revenue Code section 162(e)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; Modernization of Derivatives Tax Act of 2017.

Lobbyist	Covered position, as disclosed
JULIE BAUER New	—
JOSEPH P CORCORAN	—
JAMES HALL	—

Contacted: Treasury, Dept of; Federal Reserve System; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); SENATE; Internal Revenue Service (IRS)

Financial Institutions/Investments/Securities FIN

Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Financial Choice Act.

Lobbyist	Covered position, as disclosed
JULIE BAUER New	—
JOSEPH P CORCORAN	—
JAMES HALL	—

Contacted: Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); SENATE; Internal Revenue Service (IRS); HOUSE OF REPRESENTATIVES; Treasury, Dept of; Federal Reserve System

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.